• Surveillance Officer Control Room Vice…

    Citigroup (Jersey City, NJ)
    …employee trading, outside activities surveillance, and information barrier controls/surveillance. This Vice President (VP) role sits within the Control Room ... rules and regulations + Demonstrated knowledge in area of focus including, Broker Dealer Information Barriers, Corporate and Investment Banking, Capital Markets,… more
    Citigroup (07/23/25)
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  • Audit Manager, Vice President…

    JPMorgan Chase (Jersey City, NJ)
    …requirements (eg, 12 CFR 9) related to asset management, investment advisor, broker - dealer and fiduciary activities. + Knowledge of various financial ... instruments, investment vehicles and capabilities, including alternative investments such as real assets, private equity, private credits, etc. + Experience with using data analytics and large language model, as well as champion a culture of innovation +… more
    JPMorgan Chase (08/22/25)
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  • Internal Audit Manager, Vice…

    JPMorgan Chase (Jersey City, NJ)
    …manner + Knowledge of applicable laws and regulatory requirements related to broker / dealer and fiduciary activities + Strong interpersonal and influencing ... skills, with the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex and sensitive issues to senior management **Preferred qualifications, capabilities and skills** + CPA, CIA, and/or… more
    JPMorgan Chase (08/08/25)
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