- PowerToFly (Dallas, TX)
- …join our team as a Global Financial Crimes (GFC): US Investigations - Director (AVP) / Vice President . In the Legal & Compliance division, we assist the Firm in ... of legal, regulatory and franchise risk. This is a Vice President level position within the Investigations...Strong understanding of the financial markets and banking, including broker - dealer product-based knowledge and the ability to… more
- JPMorgan Chase (Plano, TX)
- …and services are offered through JP Morgan Securities LLC (JPMS), a registered broker - dealer and investment advisor, member of FINRA and SIPC. Annuities are ... made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, NA are affiliated companies under the common control of JPMorgan… more
- MUFG (Irving, TX)
- …+ 5-7 years of Compliance and Control Room experience required + FINRA Broker Dealer experience + Strong knowledge of financial markets, investment banking, ... capital markets and products + Outstanding analytical and organizational skills + Experience delivering on projects + Experience working in a large international organization preferred + Excellent communications skills (verbal and written) + Experience with… more
