- Innovative Metrics (Beverly Hills, CA)
- …retention, and profitability. + Operational Excellence: Oversee day-to-day operations, compliance , and financial performance to ensure sustainable growth. + ... and scaling early-stage companies. + Deep understanding of insurance operations, compliance , and regulatory frameworks. + Track record of building partnerships and… more
- Citigroup (Palo Alto, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 3-7 years of relevant experience + Self-motivated and proactive + Highly… more
- Citigroup (Encinitas, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail… more
- Citigroup (Los Angeles, CA)
- …firm's reputation and safeguarding Citi, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5+ years of related experience + Expertise in providing investment advice and… more
- BlackRock (San Francisco, CA)
- …including investment teams, global sales teams, marketing, operations, risk, legal and compliance , etc. **Skills and requirements:** + BA/BS required + 6+ years of ... Your Rights poster and its supplement (https://www.dol.gov/sites/dolgov/files/OFCCP/regs/ compliance /posters/pdf/22-088\_EEOC\_KnowYourRights.pdf)** **and the** **pay transparency statement… more
- JPMorgan Chase (Los Angeles, CA)
- …as well as eLearning programs + Work closely with legal, risk, and compliance to ensure alignment with policy and procedures + Deliver training sessions nationally ... (virtual and onsite) + Facilitate training as needed for new Advisors and Advisor Support + Engage the front office on new tech platform and adoption + Work closely with the field support team to manage and troubleshoot issues + Support recruiting efforts… more
- MUFG (Los Angeles, CA)
- …significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best practices, ... applicable standards and regulations, and internal and external professional practice expectations. + Establish audit scope inclusive of key risks relevant to the areas under review, with test objectives and test programs designed to opine on the design and… more
- Citigroup (Palo Alto, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of experience + Knowledge of investments is required; banking and… more
- BeOne Medicines (Emeryville, CA)
- …partners to maximize lifecycle opportunities. + Ensures appropriate Governance and Compliance and protects BeOne's Rights, Data, and Intellectual Property **Other ... Qualifications/Requirements:** + Proven ability to demonstrate a flexible leadership style and communication to work effectively in a global, cross-functional matrix organization. Ability to work effectively in diverse cultures, + Demonstrated clinical… more
- Citigroup (San Francisco, CA)
- …the firm's reputation and safeguarding Citigroup, clients, and assets. Ensure compliance with laws, rules, regulations, and upholding ethical conduct, and ... transparently escalating and reporting control issues.** **Prospecting Support** **Development of Presentations and Reports to support strategy** **Qualifications:** + 2 years' work experience credit or commercial banking experience + Strong background in… more