- Banc of California (San Diego, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Vice President , Software Development Governance & Compliance is a strategic leadership role ... adherence to SDLC processes and drive continuous improvement initiatives. + **Risk & Compliance Management** + Collaborate with Risk, Audit, and Compliance teams… more
- MUFG (Los Angeles, CA)
- …will be extended to various clients, making sure the terms are in compliance with the bank policy guidelines. When necessary, prepare credit applications and obtain ... credit review reports and perform credit control duties. Policy Compliance (5%) + Ensure compliance with external...control duties. Policy Compliance (5%) + Ensure compliance with external regulatory requirements (JFSA, BOJ, FRB, OCC).… more
- JPMorgan Chase (Los Angeles, CA)
- …sophisticated treasury/payments solutions to clients; Collaborate with client service, compliance , operations, technology, risk, credit, legal in order to optimize ... relationship, including revenue levels, balance levels, credit exposure, KYC compliance . + Conduct comprehensive client analysis to identify strategic opportunities… more
- JPMorgan Chase (San Jose, CA)
- …and 2 years of experience within the securities investment industry supervision, compliance , or risk capacity, in retail investments. + Proficient knowledge of ... and Skills:** + Bachelor's Degree preferred. + Experience as a Supervisory or Compliance professional preferred. + Advanced knowledge of FINRA, MSRB, and SEC rules… more
- Citigroup (Los Angeles, CA)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Emanate Health (West Covina, CA)
- …clinical effectiveness, and performance improvement. Ensure continuous survey readiness and compliance with standards for Emanate Health. Directs all hospitals wide ... quality management efforts including achievement of Regulatory Compliance and Core Measures. Leads an environment of quality that is data and evidence driven and… more
- Innovative Metrics (Beverly Hills, CA)
- …retention, and profitability. + Operational Excellence: Oversee day-to-day operations, compliance , and financial performance to ensure sustainable growth. + ... and scaling early-stage companies. + Deep understanding of insurance operations, compliance , and regulatory frameworks. + Track record of building partnerships and… more
- Citigroup (Palo Alto, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 3-7 years of relevant experience + Self-motivated and proactive + Highly… more
- Citigroup (Encinitas, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail… more
- Citigroup (Los Angeles, CA)
- …firm's reputation and safeguarding Citi, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5+ years of related experience + Expertise in providing investment advice and… more