- Citigroup (Tampa, FL)
- …promotes efficiency, reduces the risk of loss and helps ensure compliance with corporate policies, procedures, laws and regulatory requirements. Identify best ... for management reporting and escalation Establish a rapport with Business Managers, Compliance , Internal Audit and Legal. Develop a broad and detailed understanding… more
- Citigroup (Tampa, FL)
- …of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. + Support oversight of the controls program, including the ... control workstream with key stakeholders + Drive issue quality reviews ensuring compliance with Issue to review and enhance content for training, certification and… more
- MUFG (Tampa, FL)
- …practice and negotiation of wording to mitigate operational, reputational and compliance risks. Ensure proper reconciliation of all GL accounts including posting ... for overseeing Trade Services Operations, including working with Risk, Audit and Compliance . Requires the ability to identify and remediate gaps and recommend areas… more
- MUFG (Tampa, FL)
- …They will also monitor insurance coverage to ensure vendors remain in compliance with their contract. **Major Responsibilities:** + Insurance assessment of vendors + ... + Collection and assessment of certificates of insurance to determine contractual compliance related to insurance coverage + Provide an opinion of the level… more
- MUFG (Tampa, FL)
- …+ Banking regulations + Payment Systems infrastructure + NACHA rules + Fraud + Compliance + Sanctions screening + USD and FC Clearing Operations + Risk management ... payments configuration, payment processing, and file transmission services + Ensure compliance with all industry, federal, state, and Bank Secrecy Act regulatory… more
- JPMorgan Chase (Tampa, FL)
- …of safeguarding JP Morgan's reputation and financial assets by ensuring strict compliance with a wide range of regulations. Through a robust Global Operating ... Team and key partners across Sales, Reference Data, Credit, Legal, and Compliance . Your responsibilities include managing end-to-end quality reviews of KYC profiles… more
- JPMorgan Chase (Tampa, FL)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...As a Technology Operational Risk Management Lead within the Compliance Conduct and Operational Risk (CCOR) Tech & Cyber… more
- JPMorgan Chase (Tampa, FL)
- …+ Prioritize, track, and report on all projects in the pipeline + Ensure compliance with controls and procedures + Own project communication to internal and external ... (Custody, Fund Accounting, Fund Admin, Hedge Funds Servicing, Investment Analytics, Compliance , ETFs, IMOS, Private Equity, Real Estate Services, Securities Lending,… more
- Citigroup (Tampa, FL)
- …agreeing to and tracking business priorities, incorporating regulatory and compliance requirements and investment tracking + Identifies, gathers, and organizes ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Tampa, FL)
- …optimizing management of systems supporting global functions such as Compliance , Controls, Internal Audit and Risk, and introducing innovative technologies ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more