- Citigroup (Tampa, FL)
- …of Enterprise Risk Management Framework and adherence with Risk Management and Compliance Policies. + Review new or revised regulations and perform gap analysis ... control gaps or failures. + Participate in issue quality reviews ensuring compliance with Issue Management Policy, Standards and Procedures. + Support development of… more
- MUFG (Tampa, FL)
- …Serve as a trusted partner to business, operations, development, risk and compliance teams providing database security subject matter expert (SME) guidance and ... a database activity monitoring (DAM) platform for security and audit compliance , including policy creation, event and trend analysis, performance monitoring and… more
- Citigroup (Jacksonville, FL)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related functions in the financial services industry. +… more
- Citigroup (Tampa, FL)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... : + 10+ years of experience in operational risk management, compliance , audit, or other control-related functions in the financial services industry.… more
- MUFG (Tampa, FL)
- …practice and negotiation of wording to mitigate operational, reputational and compliance risks. Ensure proper reconciliation of all GL accounts including posting ... for overseeing Trade Services Operations, including working with Risk, Audit and Compliance . Requires the ability to identify and remediate gaps and recommend areas… more
- Citigroup (Fort Lauderdale, FL)
- …characteristics of Citi Private Bank's standard product range, ensuring appropriate compliance with Credit Policy and Risk Acceptance standards + Preparation of ... in Portfolio Management, including CA Annual reviews, covenant monitoring and compliance , waivers and extensions and all related system maintenance + Problem… more
- JPMorgan Chase (Tampa, FL)
- …and act as a liaison for issue resolution. Review and resolve compliance surveillance inquiries + Provide principal approval for brokerage trade corrections. Review ... for appropriate resolution + Act as liaison for annual compliance branch exam. Work with Market Manager to address...Degree preferred + Experience as a Supervisory, Risk or Compliance professional preferred + Experience working in an environment… more
- JPMorgan Chase (Tampa, FL)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...As a Technology Operational Risk Management Lead within the Compliance Conduct and Operational Risk (CCOR) Tech & Cyber… more
- MUFG (Tampa, FL)
- …of our recruitment team will provide more details. **Job Summary:** Within Compliance PMO, the Technical Project Manager is responsible for successfully supporting ... Enablement Technology with a focus on Software Development Lifecycle and Compliance . Analyze parameters including costs, timelines, technical functions, benefits and… more
- MUFG (Tampa, FL)
- …They will also monitor insurance coverage to ensure vendors remain in compliance with their contract. **Major Responsibilities:** + Insurance assessment of vendors + ... + Collection and assessment of certificates of insurance to determine contractual compliance related to insurance coverage + Provide an opinion of the level… more