- JPMorgan Chase (New York, NY)
- …and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will ... guidance and oversight to ensure JP Morgan maintains high standards of regulatory compliance . By joining our collaborative team, you will gain broad exposure across … more
- Siebert Williams Shank (New York, NY)
- …or the "Firm") is conducting a search for experienced Investment Banking candidates for Vice President to join its Infrastructure and Public team and work hybrid ... of responsibility, and actively participate in all aspects of transactions. Vice Presidents are more experienced junior investment banking professionals who provide… more
- Zero Hash (NY)
- …Capital, and tastytrade. About the Job We are seeking an experienced and strategic Vice President (VP) of Brokerage to lead and grow our institutional brokerage ... dynamic, and often ambiguous environment. + Experience with regulatory compliance and a commitment to upholding the highest ethical...best decisions, both the company to its people and vice versa. + Integrity - Integrity creates trust. As… more
- JPMorgan Chase (New York, NY)
- …, and inspiring confidence through expert leadership and innovative solutions. As an Vice President Control Manager within the Chief Analytics Office (CAO), you ... Are you interested in driving AI governance and risk management, leading controls, and ensuring compliance for a crucial area in the firm? If so, this may be the… more
- Sprinklr (NY)
- …**Job Description** **What** **You'll** **Do** Reporting to the Chief Accounting Officer, the ** Vice President , Revenue** will play a critical leadership role in ... as a key liaison with external auditors and internal stakeholders to ensure compliance with ASC 606, SOX, and other regulatory requirements. A successful candidate… more
- Wells Fargo (New York, NY)
- …Municipal Products Group, Credit Sales & Trading. Wells Fargo is seeking a Vice President -level eRates Algorithmic Trading Strategist to help lead the build-out ... periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may apply regarding outside activities or personal investing;… more
- Wells Fargo (New York, NY)
- …Fargo. **About this role:** Wells Fargo is seeking a Lead Investment Banker, Vice President with our Healthcare team within Corporate and Investment Banking ... include periodic screening and mandatory reporting of certain incidents. Specific compliance policies may apply regarding outside activities or personal investing;… more
- Mizuho Corporate Bank (New York, NY)
- Title Vice President - Treasury COO office (Japanese bilingual preferred) About the Team The Treasury COO office supports the various Treasury teams with ... Treasurer in strategic decisions and communications. + Lead regulatory compliance related to Treasury as first line of defense....the firm. + Lead preparing responses to audit and compliance consistent as Treasury. + Define Target Operating Model… more
- MediaRadar (New York, NY)
- …impacting their business. About the Role We are seeking an experienced and strategic Vice President Legal to join our team. The ideal candidate will provide ... expert legal advice to the business, ensure compliance with relevant laws and regulations, manage legal risk, and support corporate initiatives. This role requires… more
- University of Rochester (Rochester, NY)
- …individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE: The Associate Vice President (AVP) for Planning, Design, and Construction ... Office of General Counsel as needed for assistance and compliance with legal matters concerning real estate and property...the Fire Marshal and Building Inspectors for input and compliance with building and fire code laws and regulations… more