- JPMorgan Chase (New York, NY)
- …and alternative trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control, ... with them to identify and quantify their custom requirements. + Ensure compliance with regulatory obligations, including adherence to market access controls such as… more
- JPMorgan Chase (New York, NY)
- …other analysts, COO/Operations team) as well as internal legal teams, internal compliance and regulatory teams **Job Responsibilities:** + Drafting and Execution : ... and Governance: Partner with CIOs, analysts, operations/COO, and internal Legal & Compliance in New York and London on transaction workflows, closing checklists,… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- BMO Financial Group (New York, NY)
- …basis. + Ensures adherence to regulatory requirements, internal controls, and compliance policies in all aspects of relationship management, mitigating risk and ... + Change Management Expert level of proficiency: + Product Knowledge + Regulatory Compliance + Structuring Deals + Portfolio Management + Credit Risk Assessment +… more
- JPMorgan Chase (New York, NY)
- …services, asset management, wealth management, pensions/insurance, banking). + Compliance , regulatory consultancy, and/or business/product control experience is a ... PowerPoint. **Preferred qualifications, capabilities, and skills** + Experience in compliance , regulatory consultancy, or business/product control. + Active engagement… more
- Citigroup (New York, NY)
- …with Citi support groups to find solutions and resolve issues. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (New York, NY)
- …implementation, with a focus on investment execution, asset servicing, and regulatory compliance . + Identify and analyze new product capabilities and features based ... support UX design, technology development, and operations. + Collaborate with Legal, Compliance , and Risk to address regulatory exposure and ensure robust risk… more
- MUFG (New York, NY)
- …workflows for new business requirements (Central Clearing, Sponsored Repo, ACAP, etc.). ** Compliance and Risk Management:** + Ensure compliance with regulatory ... requirements and internal policies related to settlements. + Collaborate with risk management teams to assess and mitigate risks associated with settlements. + Participate in internal and external audits, providing necessary documentation and procedural… more
- Citigroup (Getzville, NY)
- …operations and end results + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep abreast of Citi's ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (New York, NY)
- …Technology & Enterprise Transactions: + Identify and assess risks related to compliance with laws and regulations applicable to the financial services industry, ... notices and creating and advising on the administration of privacy and security compliance programs. + Ability to ideate and interest in innovation, particularly as… more