- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive strategies, ... client analytics workflows + Exposure to data governance, entitlements, and compliance considerations in regulated environments + Degree in a quantitative discipline… more
- JPMorgan Chase (New York, NY)
- …and actionable insights to portfolio managers and other investment professionals. + Compliance : Maintain a consistent focus on compliance and risk management. ... **Required Qualifications, Skills and Capabilities:** + 6-10 years' experience working on Long-only Equity Buy-side. In-depth understanding of equity markets, financial theory, and risk models. + Strong experience applying risk models and in portfolio… more
- SMBC (New York, NY)
- …+ Comfortable presenting insights to senior leadership and non-technical audiences. Compliance and Adaptability + Experience working in regulated environments with ... adherence to banking and regulatory compliance , as well as data governance standards. + Adaptability to thrive in a fast-paced, evolving environment with priorities… more
- JPMorgan Chase (New York, NY)
- …changes in connection with market conditions, portfolio related issues or regulatory compliance + Partner with credit underwriting to ensure proper resources to ... Commercial Real Estate account maintenance, loan closing, credit administration and compliance procedures + Ability to communicate and recommend advice-driven credit… more
- JPMorgan Chase (New York, NY)
- …risks across the product delivery life cycle + Facilitate Legal, Risk, Compliance and Controls communication forum, approval processes, monthly reporting, audit ... compliance and decisions needed **Required qualifications, capabilities, and skills** + 7+ years of experience in project and/or program management with demonstrated… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- MUFG (New York, NY)
- …instill and demonstrate sustained performance with performance management/reporting, compliance , issue/escalation management, and continuous improvement routines are ... goals + Conduct regular business reviews with key suppliers to ensure compliance with contract deliverables **Market Research & Analysis** + Provide full and… more
- Citigroup (Getzville, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years experience with COB and Operational Resilience. + Familiarity with… more
- JPMorgan Chase (New York, NY)
- …products and solutions + Collaborate with banking, client service, implementations, compliance , operations, product, risk, credit, legal, and other partners in order ... to optimize delivery + Understand and comply with all risk, control, and conduct expectations **Required qualifications, skills and capabilities:** + 5 + years of experience in cash management, sales, and client relationship management, with a track record of… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of experience in development of marketing, product or offer strategy,… more