- Citigroup (New York, NY)
- …tracking business priorities, investment tracking and incorporating regulatory and compliance requirements + Manages the end-to-end product development lifecycle, ... agreeing to and tracking business priorities, incorporating regulatory and compliance requirements and investment tracking + Conceptualizes, plans, prioritizes,… more
- BMO Financial Group (New York, NY)
- …onboarding, credit and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures + Work closely ... to enhance skills and capabilities + Consider risk, internal controls and compliance as part of day-to-day accountabilities and adhere to policies and procedures… more
- Citigroup (New York, NY)
- …event + Works in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate governance ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (New York, NY)
- …+ Implement proxy voting program including management of voting workflow, compliance with controls environment and audits and compliance . Participate ... in generating reports required by regulators. Report to senior managers on effectiveness of the voting program. + Conduct communication with client teams on proxy voting related matters, including preparation of voting case-studies and client level voting… more
- Citigroup (New York, NY)
- …range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction with our ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (New York, NY)
- …instill and demonstrate sustained performance with performance management/reporting, compliance , issue/escalation management, and continuous improvement routines are ... goals + Conduct regular business reviews with key suppliers to ensure compliance with contract deliverables **Market Research & Analysis** + Provide full and… more
- MUFG (New York, NY)
- …the risk/return dynamic and on minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory/internal policy and ... procedural requirements. + Participate in ad-hoc policy meetings to enhance organization wide credit risk framework. **Experience/Abilities:** + 7+ years of work experience in credit and risk related functions with a minimum of 3 years of experience in… more
- Paramount (New York, NY)
- …multiple divisions and L2 management levels. This role drives communication, compliance , and governance of corporate security strategy, roadmap, and policies to ... influence groups to decision. + Deep knowledge of security policies, regulations, and compliance issues. + Comfortable working in a matrixed organization and able to… more
- JPMorgan Chase (Brooklyn, NY)
- …of audited and unaudited financial statements + Ensure regulatory and financial compliance for internal and external reporting + Prepare forecast of fund expense ... fund launches + Review fund expenses and coordinate the payments to ensure compliance to the fund expense policy + Strong interpersonal skills in building… more
- JPMorgan Chase (New York, NY)
- …with JP Morgan. You will also manage billing accuracy and ensure compliance with company policies. **Job responsibilities:** + Lead in-person meetings with your ... etc., escalating when necessary. + Ensure personal and client compliance with all company Policies and Procedures. **Required qualifications, capabilities,… more