- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of experience + Knowledge of investments is required; banking and… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 3-7 years of relevant experience + Prior experience in wealth management or other… more
- Publicis Groupe (New York, NY)
- …on contract negotiations and commercial constructs, ensuring scalable pricing strategies and compliance with regional and local legal frameworks + Own & cultivate ... relationships with internal and external stakeholders + Share insights & learnings across client briefs, regions; escalate any gap + Share best practices and train the commercial community, as well as participate in the broader organisation upskill.… more
- TD Bank (New York, NY)
- …Understands and complies with TD Securities (USA) Policies, regulatory and compliance requirements, ensuring that transactions are fully documented and processed ... accurately and in a timely manner + Communicates bank, policy information, and strategy between the product head and relevant trading personnel + Provides Expert Knowledge of market data, economic information and key industry developments as well as regulatory… more
- Warner Bros. Discovery (New York, NY)
- …page (https://careers.wbd.com/global/en/accessibility) for instructions to submit your request. In compliance with local law, we are disclosing the compensation, or ... a range thereof, for roles in locations where legally required. Actual salaries will vary based on several factors, including but not limited to external market data, internal equity, location, skill set, experience, and/or performance. Base pay is just one… more
- JPMorgan Chase (New York, NY)
- …and the firm. + Participate in projects focused on productivity improvements, compliance , and product enhancements, contributing to the ongoing evolution and success ... of the lending business. + Coordinate with and provide support to the Service Team, ensuring seamless execution of lending requests and a high standard of client service throughout the process. + Promote broader awareness of lending capabilities and… more
- JPMorgan Chase (New York, NY)
- …organization's objectives. Work cross-functionally with internal teams (product, legal, compliance , finance) to ensure successful partner implementation. + Manage ... acquisition marketing budget and resources, ensuring efficient budget allocation. Conduct monthly media performance reviews with CMO and finance leadership. + Generate ideas for themes, topics, platforms, and solutions to amplify our voice and reach new… more
- Mizuho Corporate Bank (New York, NY)
- …Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any initiative impacting Operations. + ... Propose solutions to automate the daily Dashboard, working with the different IT teams in defining requirements, testing and implementation. + Manage a process review for Operations procedures, ensuring adherence with Mizuho policies. + Maintain mapping of all… more
- Citigroup (Getzville, NY)
- …Partnership** : Collaborate with Finance and Operations Risk & Control to ensure compliance with policies and standards. Partner with Balance Sheet Control and risk ... reporting for accurate and timely exception reporting. Work with the Front Office to ensure robust upstream data and processes. Promote consistency and common standards with Centralized Operations. * **Continuous Improvement** : Collaborate with Technology to… more
- BlackRock (New York, NY)
- …time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools on a single platform to power informed ... Your Rights poster and its supplement (https://www.dol.gov/sites/dolgov/files/OFCCP/regs/ compliance /posters/pdf/22-088\_EEOC\_KnowYourRights.pdf)** **and the** **pay transparency statement… more