- Citigroup (New York, NY)
- …and/or quarterly financial memo reviews of existing borrowers to track compliance with loan covenants, raising potential concerns and taking necessary actions ... in partnership with other key stakeholders for the assigned portfolio * Direct and supervise the loan documentation process for both new transactions and amendments or modifications; including coordination with internal partners and/or outside legal counsel to… more
- JPMorgan Chase (New York, NY)
- …local and regional regulatory authorities (eg, plan remediation, testing requirements, compliance reporting) + Identify and deliver on opportunities to strengthen ... resiliency through scrutiny of plans, open communication and by driving solutions with team members and HR function owners + Promote the resiliency program by communicating policy or system changes clearly and concisely offering additional support, as needed +… more
- JPMorgan Chase (New York, NY)
- …Proven experience in drafting and negotiating complex legal documents. + Compliance with relevant licensing requirements for the jurisdiction. + Successful ... completion of a conflicts of interest clearance review. **Preferred Qualifications, Capabilities, and Skills:** + Experience in financial services or a related industry. + Strong writing skills and attention to detail. + Ability to work collaboratively in a… more
- Mizuho Corporate Bank (New York, NY)
- …Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any initiative impacting Operations. + ... Propose solutions to automate the daily Dashboard, working with the different IT teams in defining requirements, testing and implementation. + Manage a process review for Operations procedures, ensuring adherence with Mizuho policies. + Maintain mapping of all… more
- BMO Financial Group (New York, NY)
- …questions with syndicate lenders) + Considers risk, internal controls and compliance as part of day-to-day accountabilities and adheres to policies and ... procedures, including the identification of exceptions/escalations + Act as liaison with borrowers/counsels to structure/negotiate amendments, consents and waivers + Maintain borrower files in a timely fashion + Broader work or accountabilities may be assigned… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of experience + Requires in-depth understanding of how areas… more
- LiveRamp (New York, NY)
- …their first-party data while staying on the forefront of rapidly evolving compliance and privacy requirements.** You will be responsible for managing and developing ... a senior team of Strategic Account Executives to solve key challenges for our clients and prospects while achieving revenue and pipeline expectations for their territory. This role requires team leadership, team development, coaching and performance… more
- TD Bank (New York, NY)
- …and by performing required system maintenance. In addition, the position will maintain compliance files and verify new clients are set up in the system of ... record, acknowledging that settlement and other client instructions are complete.** **Depth & Scope:** **Ensures all securities are settled accurately, on a timely basis, and are properly allocated by overseeing; Fixed Income (US), Money Market, and… more
- JPMorgan Chase (New York, NY)
- …market risks from a pricing and execution perspective, follow risk & compliance policies and procedures. + Providing education and marketing materials (including ... pitch books) for sales force and clients + Assisting the marketing effort of trade ideas + Contributing and participating in internal marketing forums (daily morning meeting) + Monitor and communicate business metrics to management on a periodic basis. + Help… more
- Citigroup (Getzville, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Competencies: + Resilient, self-aware, humble, and execution focused. + Delivery focused with ability… more