- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years experience + Change Management - Indicent Management Experience +… more
- MUFG (New York, NY)
- …trade + On-board clients in coordination with the firm's credit, legal, compliance , and operations teams + Mentor and develop junior salespeople **Requirements** : ... + 5+ years of experience + Bachelor's degree required, MBA and/or CFA a plus + Excellent interpersonal and communication skills + Results driven, with a strong sense of accountability + Strong decision-making skills, the ability to demonstrate sound judgment +… more
- Mizuho Corporate Bank (New York, NY)
- …+ Attend bank meetings, industry events, conferences, and seminars + Ensure compliance of all internal and external matters in accordance with banking regulations, ... bank policy and best practices + Perform other duties as required or assigned Requirements: + MBA, MS or LLM degrees with a strong quantitative background, or other relevant work experience + 7+ years' experience in Project Finance and 5+ years' credit… more
- Robert Half Legal (New York, NY)
- …SEC filings (Forms 144, 10-K, 10-Q, 8-K, S-8, etc.), stock issuance, tax compliance , and public disclosures. + Strategic Transactions: Lead legal aspects of mergers, ... acquisitions, investments, and related transactions. + Equity and Compensation: Oversee equity administration, executive compensation, and employee relations, collaborating with HR, finance, and legal teams. + Corporate Governance: Drive corporate governance… more
- MUFG (New York, NY)
- …First Line of Defense (FLOD) markets and trading operational risk activities and compliance with the Markets and Trading Risk Framework and risk policies. + Manage ... Operational Incidents process and report within firm guidelines, inclusive of remediation, tracking and reporting. Work with enterprise personnel to understand the root cause of incidents, to assess incident response and remediation efforts, and manage… more
- Citigroup (New York, NY)
- …helping drive projects, produce insights, and coordinate across product, legal, compliance , and client engagement teams. Key Responsibilities + Support Digital ... Assets team managers in building cross-business and cross-functional digital asset capabilities. + Conduct and analyze market and competitive trends in digital assets (eg, cryptocurrencies, tokenization, stablecoins, custody solutions). + Develop and manage… more
- JPMorgan Chase (New York, NY)
- …multiple partner teams such as Business, Technology, Product Management, Legal, Compliance , Strategy and Business Management to deploy solutions into production + ... Learning about and understanding our supported businesses in order to drive practical and successful solutions **Required qualifications, capabilities, and skills** + MS with 7+ years, or PhD with 4+ years of hand-on industry experience in Machine Learning. +… more
- SMBC (New York, NY)
- …Prepare materials for regulator examinations, external and internal audits. . Ensure compliance of all internal and external matters in accordance with banking ... regulations, bank policy and best practices. . Provide mentorship and guidance to deal team members and give guidance and feedback. Help train junior members of team. . Undertake ad hoc tasks and projects as required and assigned. **Qualifications and Skills**… more
- BlackRock (New York, NY)
- …learning models, with integrated enterprise concerns. + Ensure the security and compliance of the platform. + Troubleshoot and resolve issues related to platform ... Your Rights poster and its supplement (https://www.dol.gov/sites/dolgov/files/OFCCP/regs/ compliance /posters/pdf/22-088\_EEOC\_KnowYourRights.pdf)** **and the** **pay transparency statement… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail… more