- Citigroup (Getzville, NY)
- …assisting in identification, measurement and reporting, data policy adoption and compliance , data controls framework performance and issue management process, and ... regulatory and audit response and action tracking. This role requires someone who is dynamic, flexible, and can easily respond to quickly changing needs. The candidate must have the ability to handle ambiguity and complexity and be able to deliver on multiple… more
- Citigroup (Getzville, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail… more
- Citigroup (Getzville, NY)
- …successful execution of a large portfolio of programs and projects in compliance with Citi's Program and Project Management Procedure and Policy ensuring end-to-end ... governance. + Assist technology leads and project managers in managing a large portfolio of programs and projects + Enforce a culture of SDLC best practices across the technology group. Complete analysis weekly, monthly and quarterly to asses' areas of… more
- JPMorgan Chase (New York, NY)
- …ensure client meetings are properly prepared for in advance. + Ensure compliance with organization policies and applicable regulations, ad Hoc service requests as ... needed on behalf of the team/clients. **Required qualifications, capabilities, and skills:** + 5 plus years' experience in Financial Services industry + FINRA Series 7 and 66 licenses required + Bachelor's degree required + Proven ability to be a self-starter,… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail… more
- MUFG (New York, NY)
- …trade + On-board clients in coordination with the firm's credit, legal, compliance , and operations teams + Mentor and develop junior salespeople **Requirements** : ... + 5+ years of experience + Bachelor's degree required, MBA and/or CFA a plus + Excellent interpersonal and communication skills + Results driven, with a strong sense of accountability + Strong decision-making skills, the ability to demonstrate sound judgment +… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …all corporate objectives are met within specified timelines and vital state of compliance is maintained. In addition, the position acts as a trusted advisor to ... senior management regarding Regulatory strategies/processes while developing organizational objectives and, importantly, understanding the impact of decisions across functional areas. As a strategic leader within the Regulatory Affairs organization the… more
- MUFG (New York, NY)
- …significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best practices, ... applicable standards and regulations, and internal and external professional practice expectations. + Establish audit scope inclusive of key risks relevant to the areas under review, with test objectives and test programs designed to opine on the design and… more
- MUFG (New York, NY)
- …regard to exposure on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Requirements:** + Bachelor's degree, CFA or ... MBA is preferred + 7+ years of work experience in financial institutions or equivalent credit risk related function analyzing corporate borrowers + Strong knowledge of accounting and corporate finance + Strong written, verbal, and interpersonal skills + Good… more
- SMBC (New York, NY)
- …into approachable language and educate and influence others. + **Balance compliance with innovation. ** You're experienced in regulated industries and understand ... how to drive change while honoring legal, risk, and cultural considerations-especially in a Japanese corporate context. **Who This Role is Not For** **_This role may not be a good fit if:_** + **You prefer a steady-state environment. ** If you're most… more