- SMBC (New York, NY)
- …into approachable language and educate and influence others. + **Balance compliance with innovation. ** You're experienced in regulated industries and understand ... how to drive change while honoring legal, risk, and cultural considerations-especially in a Japanese corporate context. **Who This Role is Not For** **_This role may not be a good fit if:_** + **You prefer a steady-state environment. ** If you're most… more
- Citigroup (Queens, NY)
- …across the team. + Write high-quality model validation documents in compliance with model risk management policy and procedures, internal audio requirements, ... and regulatory guidance. + Provide subject matter expertise to stakeholders and guidance to junior team members. + Represent the firm in interactions with regulatory agencies, as required. + Contribute to strategic, cross-functional initiatives within MRM as… more
- Citigroup (Getzville, NY)
- …excess category. + Own and maintain key risk reports, ensuring compliance with internal standards, operating guidelines for reporting of wholesale credit ... exposures. + Manage and maintain data integrity, ensuring accuracy and completeness for reporting purposes. + Report on the status of Corrective Action Plans and Issues to senior management and regulatory bodies. + Maintain meticulous attention to detail to… more
- BlackRock (New York, NY)
- …learning models, with integrated enterprise concerns. + Ensure the security and compliance of the platform. + Troubleshoot and resolve issues related to platform ... Your Rights poster and its supplement (https://www.dol.gov/sites/dolgov/files/OFCCP/regs/ compliance /posters/pdf/22-088\_EEOC\_KnowYourRights.pdf)** **and the** **pay transparency statement… more
- NBC Universal (New York, NY)
- …same + Monitor federal, state and local legal developments and advise on compliance + Represent Versant, including working with other Versant lawyers and outside ... counsel as appropriate, in mediations and litigation of employment claims + Advise on the employment-related aspects of acquisitions, dissolution and dispositions of businesses + Draft settlement and separation agreements, mediation briefs, and EEOC and/or… more
- SMBC (New York, NY)
- …Prepare materials for regulator examinations, external and internal audits. . Ensure compliance of all internal and external matters in accordance with banking ... regulations, bank policy and best practices. . Provide mentorship and guidance to deal team members and give guidance and feedback. Help train junior members of team. . Undertake ad hoc tasks and projects as required and assigned. **Qualifications and Skills**… more
- SMBC (New York, NY)
- …Prepare materials for regulator examinations, external and internal audits. + Ensure compliance of all internal and external matters in accordance with banking ... regulations, bank policy and best practices. + Undertake ad hoc tasks and projects as required and assigned. + Provide mentorship and guidance to deal team members and give guidance and feedback. Help train junior members of team. **Qualifications and Skills**… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications** + 10+ years of combined experience in banking and financial services industry,… more
- Citigroup (New York, NY)
- …This role will work alongside data providers and consumers to drive compliance to the CDGP and effective Data Exception Management. **Responsibilities:** + Manage ... senior relationships with Data stakeholders to develop, execute, and implement Data Quality management requirements, procedures and capabilities including continuous improvement, monitoring, control, and governance of Data Quality + Drive Data Exception… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of experience as a professional in investment banking with significant… more