- SMBC (New York, NY)
- …position in the market. + Understand external regulatory matters and internal compliance and policies and procedures; pro actively escalate operational risk loss ... events to management as necessary. + Delegate and review the work of junior members of the team and provide guidance and feedback. + Attend bank meetings, industry events, conferences and seminars in order to keep abreast of industry trends and developments… more
- Citigroup (New York, NY)
- …with other sales consultants and junior staff. + Always ensures compliance with regulatory requirements including Citi's policies and guidelines. + Appropriately ... assess risk when business decisions are made, demonstrating close consideration for the firm's reputation while safeguarding Citigroup, its clients, assets, and clients. **Knowledge/Experience:** + A highly motivated and experienced Salesperson with a track… more
- MUFG (New York, NY)
- …matured/maturing loans/credit lines and coordinate appropriate renewal. + Ensure compliance with external regulatory/internal policy and procedural requirements. The ... right candidate will have: + Relative work experience in financial institutions or equivalent in credit and/or risk related function + Sound knowledge of credit analysis, credit and risk management + Ability to understand and work with complex financial models… more
- Mizuho Corporate Bank (New York, NY)
- …+ Attend bank meetings, industry events, conferences, and seminars + Ensure compliance of all internal and external matters in accordance with banking regulations, ... bank policy and best practices + Perform other duties as required or assigned Requirements: + MBA, MS or LLM degrees with a strong quantitative background, or other relevant work experience + 7+ years' experience in Project Finance and 5+ years' credit… more
- Citigroup (Getzville, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of experience in Risk Management / Financial Industry + Skills needed:… more
- JPMorgan Chase (New York, NY)
- …in the Operational Due Diligence process with strict focus on tax review, compliance , and fund suitability for potential investments. + Assist in the review of ... quarterly/annual financial statements for the private equity tender fund including all regulatory filings (N-Port, N-CSR, etc.). + Ensure that all investments are accounted for in accordance with US GAAP and other local GAAP as needed. Conduct technical… more
- MUFG (New York, NY)
- …Intraday monitoring, collateral management, cash flow forecasting, stress testing, and compliance with ALM guidelines. **Job Requirements** + 5+ years of experience ... in treasury, funding and liquidity at a broker dealer and/or bank. + Ability to analyze, troubleshoot and strategically solve problems with high attention to detail. + Ability to interact and build relationships with people from different departments and at… more
- JPMorgan Chase (New York, NY)
- …across departments. + JD or educational equivalent required. + Compliance with relevant licensing requirements. **Preferred Qualifications, Capabilities, and ... Skills:** + ETF experience and in-house legal experience. + Experience advising on broker-dealer issues. + Expertise in complex transactions and index management. + Strong motivator and self-starter. + Demonstrated ability to innovate and think strategically.… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of relevant experience + Experience in systems analysis and programming… more
- MUFG (New York, NY)
- …to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic Risk Profile ... & Monitoring Plans to outline key risk factors and allocate appropriate resources. + Analyze individual credits and/or credit relationships for quality, adherence to approval conditions, the accuracy of risk grading, and adequacy and accuracy of documentation.… more