- MUFG (New York, NY)
- …First Line of Defense (FLOD) markets and trading operational risk activities and compliance with the Markets and Trading Risk Framework and risk policies. + Manage ... working relationships, consensus and a sphere of influence with business teams and others across all functions. + Team...workforce to create opportunities for our colleagues and our business . We do not discriminate on the basis of… more
- Citigroup (New York, NY)
- …helping drive projects, produce insights, and coordinate across product, legal, compliance , and client engagement teams. Key Responsibilities + Support Digital ... Assets team managers in building cross- business and cross-functional digital asset capabilities. + Conduct and analyze market and competitive trends in digital… more
- SMBC (New York, NY)
- …any due diligence activities, and negotiating documentation. . Keep abreast of business and market trends that may affect deal/portfolio performance. . Prepare ... for regulator examinations, external and internal audits. . Ensure compliance of all internal and external matters in accordance...Education: . Required: BA / BS in Finance, Accounting, Business Administration, or a related filed . Preferred: MA… more
- JPMorgan Chase (New York, NY)
- …to innovate, influence, and make a lasting impact on our customers and business . **Job responsibilities:** + Lead acquisition strategy for Freedom Flex Refresh and ... improvement + Translate analytics into actionable targeting and approval strategies + Build business cases with Finance and Risk, forecasting revenue and ROI + Set… more
- Citigroup (Getzville, NY)
- …and coach new/lower level personnel + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical… more
- MUFG (New York, NY)
- …trade + On-board clients in coordination with the firm's credit, legal, compliance , and operations teams + Mentor and develop junior salespeople **Requirements** : ... and experience of our workforce to create opportunities for our colleagues and our business . We do not discriminate on the basis of race, color, national origin,… more
- Robert Half Legal (New York, NY)
- …SEC filings (Forms 144, 10-K, 10-Q, 8-K, S-8, etc.), stock issuance, tax compliance , and public disclosures. + Strategic Transactions: Lead legal aspects of mergers, ... efficient legal function, including contract repository and templates tailored to business needs. + Risk Management: Oversee insurance portfolios, litigation, and… more
- NBC Universal (New York, NY)
- …operations, ensuring rapid and effective resolution of complex issues to maintain business continuity. + Oversee the entire lifecycle from design and development to ... and digital platforms. + Implement standard processes to ensure consistency, compliance and efficiency across production environments. + Develop and support… more
- University of Rochester (Rochester, NY)
- …CFO and Treasurer, with a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, ... trusted advisor to senior leadership as well as the president , and the University's Board of Trustees on matters...history that demonstrates ability to operate a wellorganized, efficient compliance program. Preferred + Strong business acumen,… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities US Compliance team is looking for Vice President to join the Trade Surveillance team focused on Communications. The ... New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $180,000 USD TD is committed to providing… more