- SMBC (New York, NY)
- …with the Borrower, Lenders' Counsel, outside experts, the origination and portfolio monitoring teams, the lender group and Export Credit Agencies Review draft legal ... Follow up on delivery of Borrower's reporting requirements (ie compliance items) Review compliance documents submitted by...to ensure all information needed for credit review and monitoring is obtained Respond to ad hoc information requests… more
- MUFG (New York, NY)
- …necessary information/comments to support making a credit decision **Active portfolio monitoring of designated customers** + Responsible for the monitoring ... for market research and producing portfolio presentations for management **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and… more
- MUFG (New York, NY)
- …liquidity. + Develop Canadian broker dealer and enhance US broker dealer collateral monitoring and cash flow forecasting reporting. + Continue to build out intraday ... liquidity monitoring and work closely with Operations and the Repo..., collateral management, cash flow forecasting, stress testing, and compliance with ALM guidelines. **Job Requirements** + 5+ years… more
- Citigroup (Getzville, NY)
- …the Control Standards, including implementation and operation, conducting the control monitoring , handling deficiencies, and escalating issues for resolution. + Help ... escalate, and manage risk exposures across Risk Categories (Operational Compliance , Strategic, Reputational, etc), including material, emerging and concentration… more
- MUFG (New York, NY)
- …First Line of Defense (FLOD) markets and trading operational risk activities and compliance with the Markets and Trading Risk Framework and risk policies. + Manage ... risks, trends and emerging risks. + Manages the development, monitoring , and review of key risk metrics and assists...to management and relevant committees. + Perform on going monitoring of markets and trading operational key risk metrics.… more
- MUFG (New York, NY)
- …you will give prompt feedback to Bank management on the results of monitoring and examination activities. This role is assigned complex portfolios and higher risk ... to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic Risk Profile… more
- Citigroup (Getzville, NY)
- …Testing, Maintenance, Quality Review, Crisis Management, Training, Awareness, Communications, Monitoring and Reporting. + Assist with reviews of third-party vendor ... best practices + Will have knowledge of organizational controls, tracking and monitoring requirements, ensuring risks are reported and escalated to Risk & Control… more
- BMO Financial Group (New York, NY)
- …analytical tools to support trading strategies, P&L analysis, and market monitoring . + Conduct research on exchange-traded product market structure, liquidity ... change agent to drive improved efficiency and effectiveness. + Ensure compliance with internal risk limits, regulatory requirements, and best execution standards.… more
- JPMorgan Chase (New York, NY)
- …technical specifications, data lineage, and integration processes for knowledge sharing and compliance . + Implement automated data validation and monitoring to ... ensure data integrity throughout the pipeline **Required Qualifications :** + Bachelor's degree in Data Science, Computer Science, Statistics, Mathematics, or related technical field. + 3-5 years of experience in data science, machine learning, or advanced… more
- BlackRock (New York, NY)
- …learning models, with integrated enterprise concerns. + Ensure the security and compliance of the platform. + Troubleshoot and resolve issues related to platform ... Jax, Numpy) and programming languages such as Python. + Experience with monitoring tools (Prometheus, Grafana). + Experience working in Agile development teams with… more