- JPMorgan Chase (Brooklyn, NY)
- …Minimum of 7 years of financial service experience in controls, audit, quality assurance, risk management, or compliance . + Proficient knowledge of control and ... supports robust governance and systems to identify, quantify, manage, and monitor risk . You will drive the implementation and sustainability of global CIB… more
- BlackRock (New York, NY)
- …Estate, Infrastructure, etc.) and partnering with key stakeholders including business, operations, risk management, legal and compliance + Leverage due diligence ... transactions to internal stakeholders and committees (eg, the Reputational Risk Committee) + Support compliance with FC...(eg, the Reputational Risk Committee) + Support compliance with FC regulations for private funds established in… more
- Citigroup (New York, NY)
- …Citi CCB clients, working in direct partnership with Relationship Managers and Independent Risk , to execute on the firm's and client's business objectives. This can ... conditions, as well as the appropriate credit structure based on various risk considerations. The CLM Credit Officer is responsible for approving and managing… more
- MUFG (New York, NY)
- …for a Credit Examiner to provide a comprehensive assessment of enterprise-wide risk management practices. You will evaluate, monitor, and report on the quality ... of risk assets and effectiveness of the Bank's processes to...identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic… more
- Citigroup (Getzville, NY)
- …and assisting in creation and modification of Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data Risk Taxonomy. The focus of ... assisting in identification, measurement and reporting, data policy adoption and compliance , data controls framework performance and issue management process, and… more
- Citigroup (Getzville, NY)
- …confirming proposed outliers and reviewing them with control owners and in-business risk and control team members from the covered business/function. + Develops ... success in support of the business's strategy. + Appropriately assesses risk when business decisions are made, demonstrating particular consideration for the… more
- Citigroup (New York, NY)
- …component of Citi's first line of defense for wholesale and counterparty credit risk management and works with Independent Risk teams to ensure best-in-class ... Key responsibilities of the group include credit analysis, documentation, risk identification, exposure monitoring and stress testing. Enterprise Data coordinates… more
- Citigroup (New York, NY)
- …risk -management framework. Work closely with various functions, such as Business, Technology, Risk , and Compliance to ensure an efficient and safe automated ... Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ensure appropriate governance and… more
- Citigroup (Getzville, NY)
- …team, which is responsible for executing daily controls to mitigate the inherent risk of non- compliance with the SEC's Client Asset Protection rule (15c3-3), ... the internal control framework (known as the 17a-5 Annual Compliance Report). Internally, this role regularly interfaces with NY-based...this regulation to ensure client positions are not at risk of being utilized. + Monitor and manage key… more
- BMO Financial Group (New York, NY)
- …credit and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures + Work closely with ... team members to enhance skills and capabilities + Consider risk , internal controls and compliance as part of day-to-day accountabilities and adhere to policies… more