- Citigroup (Getzville, NY)
- …integrity of process, operations and end results + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and ... procedures and work processes across multiple departments + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- MUFG (New York, NY)
- …Technology & Enterprise Transactions: + Identify and assess risks related to compliance with laws and regulations applicable to the financial services industry, ... implications on the enterprise. + Liaise with stakeholders, including Third Party Risk Management, Procurement, and Enterprise Information Security on a variety of… more
- Citigroup (New York, NY)
- …compliance for analytical processes. + Work closely with control functions (Legal, Compliance , Market & Credit Risk , Audit, Finance) to ensure data-driven ... + Coordinate daily with Citi Technology, product business teams, Compliance , and the broader Velocity Organization, representing the data-driven perspective… more
- BMO Financial Group (New York, NY)
- …positive change agent to drive improved efficiency and effectiveness. + Ensure compliance with internal risk limits, regulatory requirements, and best execution ... with senior traders to hedge and manage liquidity, gap, financing, and operational risk . + Develop and maintain analytical tools to support trading strategies, P&L… more
- SMBC (New York, NY)
- …and information pertaining to the account for senior management. Pro-actively escalate credit risk , operational risk , and events to management if applicable. . ... Prepare materials for regulator examinations, external and internal audits. . Ensure compliance of all internal and external matters in accordance with banking… more
- BlackRock (New York, NY)
- …BlackRock is one of the world's leading providers of investment, advisory, and risk management solutions, including Aladdin, our investment and risk management ... the investment management process across public and private markets. It integrates risk , investment, and client management processes through a common data language,… more
- JPMorgan Chase (Brooklyn, NY)
- …Service Provider integrations, merchant management portals. + Collaborate with Sales, Ops, Risk / Compliance to ensure the product meets market and client-specific ... the product's key success metrics such as cost, feature and functionality, risk posture, and reliability **Required qualifications, capabilities, and skills** + 5+… more
- JPMorgan Chase (New York, NY)
- …with Analytics, Technology, Marketing, and COE teams + Ensure campaign compliance and risk management **Required qualifications, capabilities, and skills** ... Flex Refresh. You collaborate with Data and Analytics, Finance, Risk , and Technology to design and execute initiatives that...approval strategies + Build business cases with Finance and Risk , forecasting revenue and ROI + Set and manage… more
- MUFG (New York, NY)
- …stakeholders in registering / opening data issues (Self Identified / Audit / Compliance ) + Work closely with Auditors and other Control personnel to determine MSIIs ... and other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management...risks in RCSAs across the broker dealer entity (adhoc risk / controls reviews, group self-assessments, and controls testing)… more
- MUFG (New York, NY)
- …transactions, and related products. This role ensures operational accuracy, regulatory compliance , and timely execution of closing and post-closing activities, while ... Salesforce and coordinate CHUB profile creation. + Liaise with Sponsor Coverage and Compliance for MNPI forms and monitoring. + Coordinate with KYC and Closing teams… more