- SMBC (New York, NY)
- …and information pertaining to the account for senior management. Pro-actively escalate credit risk , operational risk , and events to management if applicable. . ... Prepare materials for regulator examinations, external and internal audits. . Ensure compliance of all internal and external matters in accordance with banking… more
- SMBC (New York, NY)
- …information pertaining to the account for senior management. Pro actively escalate operational risk , credit risk , and events to management if applicable. + On ... Prepare materials for regulator examinations, external and internal audits. + Ensure compliance of all internal and external matters in accordance with banking… more
- Citigroup (Getzville, NY)
- …the Program Director, or Program Sponsor, when appropriate. + Creates the program risk management plan. + Works with procurement team to create, administer, track, ... are followed and contributes to defining standards. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- JPMorgan Chase (New York, NY)
- …and compliant with social media guidelines + Collaborate with key partners across risk , controls, legal and compliance to protect the firm and employees ... closely with senior stakeholders across several departments including: banking, research, compliance , legal, technology, communications, marketing, and risk +… more
- MUFG (New York, NY)
- …instill and demonstrate sustained performance with performance management/reporting, compliance , issue/escalation management, and continuous improvement routines are ... the Bank money while maintaining an acceptable level of risk and sustaining value-based interdepartmental relationships. **_Major Responsibilities:_** **Strategic… more
- JPMorgan Chase (New York, NY)
- …in a highly matrixed, complex organization + Experience with business controls, regulatory compliance , or other risk management processes + Experience with Agile ... the product's key success metrics such as cost, feature and functionality, risk posture, and reliability + Works collaboratively with partners in technology, design,… more
- Citigroup (Getzville, NY)
- …and internal and external audits. + Maintain communication with the Business, Compliance , IT, and the Control & Reconciliation Group to ensure that regulatory ... track issues and ensure resolution of issues that poses operational / regulatory risk to the firm. + Ensure capital and customer reserve exposure calculations are… more
- Datavant (Albany, NY)
- …+ Maintain high customer retention and satisfaction as a partner + Manage Risk and Client Termination/Losses + Measure and monitor Customer Satisfaction via SBRs and ... and local level, including regular site visits and business meetings + Mitigate risk by understanding the customers expectations and ensuring the right resources are… more
- Citigroup (New York, NY)
- …Involved in coaching and training of new recruits + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's ... reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound… more
- TD Bank (New York, NY)
- …and by performing required system maintenance. In addition, the position will maintain compliance files and verify new clients are set up in the system of ... expertise as authorized by the manager** **Escalates non-standard or high risk transactions or other activities as appropriate** **Acquires and applies expertise… more