- JPMorgan Chase (New York, NY)
- …tried and tested investment philosophies, consistently applied, within a robust risk management framework. We provide investment strategies across regions, sectors, ... + Implement proxy voting program including management of voting workflow, compliance with controls environment and audits and compliance . Participate… more
- Paramount (New York, NY)
- …multiple divisions and L2 management levels. This role drives communication, compliance , and governance of corporate security strategy, roadmap, and policies to ... non-technical partners + Technical leader for periodic information system and application risk assessments, including those associated with the development of new or… more
- JPMorgan Chase (New York, NY)
- …high-priority initiatives. + Commitment to maintaining the firm's high standards related to risk , compliance , and the Code of Conduct. + High level of ... in addition to product marketing teams, business management, legal, PR, media, compliance , sales, and other business functions. There will also be resources… more
- Citigroup (Getzville, NY)
- …and streamlining hedge fund/securities processing activities + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …person sales calls or conference calls when appropriate. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (New York, NY)
- …local and regional regulatory authorities (eg, plan remediation, testing requirements, compliance reporting) + Identify and deliver on opportunities to strengthen ... + Creates and promotes a culture of continuous process improvement with a risk and controls mindset + Ability to handle pressure situations and lead/assist with… more
- JPMorgan Chase (New York, NY)
- …transactions + Manage market risks from a pricing and execution perspective, follow risk & compliance policies and procedures. + Providing education and ... marketing materials (including pitch books) for sales force and clients + Assisting the marketing effort of trade ideas + Contributing and participating in internal marketing forums (daily morning meeting) + Monitor and communicate business metrics to… more
- MUFG (New York, NY)
- …and execute interest rate derivatives with various trading desks + Discuss views and risk positions of various trading desks and distribute axes + Work closely with ... trade + On-board clients in coordination with the firm's credit, legal, compliance , and operations teams + Mentor and develop junior salespeople **Requirements** :… more
- SMBC (New York, NY)
- …into approachable language and educate and influence others. + **Balance compliance with innovation. ** You're experienced in regulated industries and understand ... how to drive change while honoring legal, risk , and cultural considerations-especially in a Japanese corporate context. **Who This Role is Not For** **_This role may… more
- NBC Universal (New York, NY)
- …claims are addressed promptly, thoroughly and appropriately to assess legal and business risk + Conduct legal research and analysis of complex legal issues with ... same + Monitor federal, state and local legal developments and advise on compliance + Represent Versant, including working with other Versant lawyers and outside… more