- SMBC (New York, NY)
- …our position in the market. + Understand external regulatory matters and internal compliance and policies and procedures; pro actively escalate operational risk ... loss events to management as necessary. + Delegate and review the work of junior members of the team and provide guidance and feedback. + Attend bank meetings, industry events, conferences and seminars in order to keep abreast of industry trends and… more
- Citigroup (New York, NY)
- …with other sales consultants and junior staff. + Always ensures compliance with regulatory requirements including Citi's policies and guidelines. + Appropriately ... assess risk when business decisions are made, demonstrating close consideration for the firm's reputation while safeguarding Citigroup, its clients, assets, and… more
- Mizuho Corporate Bank (New York, NY)
- …Debt Capital Markets, Equity Capital Markets, Financial Sponsors, Rates / Derivatives, Risk , etc. + Mentor, develop and train Analysts and Associates across the ... + Attend bank meetings, industry events, conferences, and seminars + Ensure compliance of all internal and external matters in accordance with banking regulations,… more
- JPMorgan Chase (Brooklyn, NY)
- …risks + Liaise with support functions and internal stakeholders including risk and control groups, audit, compliance , implementation, investor relations ... and operations + Ensure adherence to control framework including prescribed policies and procedures + Lead and work on ad hoc client projects and internal initiatives + Mentor and develop staff resources while providing oversight and supervision on technical… more
- JPMorgan Chase (New York, NY)
- …serving, scoring, pre/post-processing, productionization, feedback capture and model governance (legal, compliance , risk ). + Willingness to roll up your sleeves ... and do whatever it takes to make your team successful. Your self-confidence, poise, and personal presence inspire confidence in others. You drive partners to achieve superior performance while creating a supportive developmental environment. + Ability to… more
- MUFG (New York, NY)
- …to increase productivity, reduce costs, improve time management, and improve risk management. + Collaborate with stakeholders on developing standards, identifying, ... + Support knowledge and capability transfer to clients (as needed) + Ensure compliance with regulatory requirements and industry best practices in the deployment and… more
- Citigroup (New York, NY)
- …records and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- JPMorgan Chase (New York, NY)
- …the product's key success metrics such as cost, feature and functionality, risk posture, and reliability + Deliver differentiated payments products that address ... collaborating closely with stakeholders and functional partners across Legal, Compliance , Finance, Technology, and Operations. + Design scalable and products… more
- Citigroup (New York, NY)
- …developers and analysts, allocating work as necessary + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Access: Supports For Living (Middletown, NY)
- …audit findings, and regulatory requests by stakeholders + Assist the Vice President Risk Management Quality and Compliance in ensuring quality related ... conducting compliance investigations, publishing regulatory guidance updates, identifying compliance risk areas, conducting Rapid Improvement Events (RIEs) +… more