- SMBC (New York, NY)
- …Technology teams to ensure program objectives align with regulatory expectations and internal control standards. + Lead the coordination and execution of remediation ... activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control implementation. + Develop program roadmaps and execution plans in alignment with strategic business objectives and enterprise data… more
- MUFG (New York, NY)
- …+ Collaborate & handle requests from FLoD Control Office, SLoD, TLoD (ie Internal Audit); + Attend appropriate training & support on a periodic basis; + ... Meet the requirements of various MUFG standards, policies & procedures including but not limited to Global KYC Standard, US Branches Know Your Customer Procedure for First Line of Defense; + Seek guidance & escalate complex scenarios to Team Lead as needed;… more
- Citigroup (Getzville, NY)
- …expert, and as first point of escalation for staff members, management and internal /external clients + Escalate control gaps and issues to senior management as ... needed + Identify control gaps during settlement cycle and implements appropriate solutions to mitigate any risk or control losses + Analyze data to identify control deficiencies and resolve discovered issues through implementing appropriate procedures + Act… more
- Citigroup (New York, NY)
- …to ensure Citi is meeting its AML and Fraud-related Regulatory obligations, internal policy requirements and to monitor our Clients' adherence to Risk appetite, ... in turn supporting the continued growth of the Payments organization. Responsibilities Role specific: + Responsible for defining and executing Citi Payments financial crime monitoring strategies + Serve as Business Owner of the High Risk Flows Business… more
- SMBC (New York, NY)
- …also entails coordinating with external counsels, independent engineers, consultants, and internal legal, tax, syndications, and operations departments. This is a ... role with significant client contact. **Role Objectives: Delivery** Advise on and coordinate amendments, consents and waivers with the Borrower, Lenders' Counsel, outside experts, the origination and portfolio monitoring teams, the lender group and Export… more
- JPMorgan Chase (Uniondale, NY)
- …Analysts and Credit Officers + Build and maintain strong relationships with internal business stakeholders including sales, processing, closing, and legal. + Gain a ... thorough understanding of relevant policies, standards, procedures, and regulatory requirements. + Apply data analysis techniques to interpret results and provide insights and recommendations to management. + Serve as a technical expert in addressing inquiries… more
- Citigroup (New York, NY)
- …Ensure all product development activities comply with regulatory requirements and internal risk management policies. Appropriately assess risk when making product ... decisions, demonstrating consideration for the firm's reputation and safeguarding its assets by driving compliance with applicable laws, rules, and regulations. + Performance Monitoring & Optimization: Define and track key performance indicators (KPIs) to… more
- JPMorgan Chase (New York, NY)
- …on LinkedIn. You will support our LinkedIn Sales Navigator initiatives, provide internal education and guidance, manage the Corporate & Investment Banking (CIB) ... Ambassador and Advocacy programs, and ensure adherence to controls and guardrails to protect our employees and the firm. You will leverage your deep understanding of social selling, content creation, social media analytics, and B2B marketing and communications… more
- SMBC (New York, NY)
- …and model validation team to address validation findings and ensure models meet internal and external standards. + Drive strong partnership with across Finance, Risk ... and business leaders during the development, implementation and use of the quantitative models, ensuring appropriate design and use. + Prepare high-quality, well-structured presentations of model results to senior leadership and committees. + Align model… more
- NBC Universal (New York, NY)
- …with budget owners as their main point of contact. + Collaborate with internal finance teams and cross-functional teams like Ad Sales and digital research teams ... to understand traffic/revenue trending and impact on financials and operations and strategy teams on investment modeling and execution. + Develop strong relationship with HR so able to partner on team structure. + Partner with Events Sales and Production teams… more