- JPMorgan Chase (Brooklyn, NY)
- …efficiency and mitigate operational risks + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, ... releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also be in...Lead and work on ad hoc client projects and internal initiatives + Mentor and develop staff resources while… more
- SMBC (New York, NY)
- …right stakeholders at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align with regulatory expectations ... and internal control standards. + Lead the coordination and execution...execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
- SMBC (New York, NY)
- …External Oversight Requirements** 1. Assist with exam/ monitoring/ testing management from internal audit and control departments. 2. Support exam and periodic ... market and liquidity risk across legal entities. Issues include regulatory issues, audit issues and management self-identified issues. 2. Engage with issue owners to… more
- Citigroup (New York, NY)
- …on long-term strategic initiatives including technology, other asset classes, risk and control, internal and external audit and various desks to carry out ... sits directly within Front Office, working with technology, Risk and Control, audit and others to facilitate, prioritize and deliver regulatory related requirements… more
- University of Rochester (Rochester, NY)
- …consulting with researchers) and liaising with the Office of Research Integrity, internal audit representatives, and various stakeholders to build a culture ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** The University of Rochester has… more
- American Express (New York, NY)
- …formerly Operational Excellence), Line of Business Compliance Officers, General Counsel's Office, Internal Audit , and other key partners to monitor and assess ... includes overseeing overall quality and compliance with applicable laws/ regulations, internal business conduct policies within American Express, and leading the… more
- MUFG (New York, NY)
- …skills. **Experience/Abilities:** + 5+ years' experience in operational risk management, internal audit , consulting, regulatory or related field applicable to ... for third party review upon request. 8) Support the coordination with internal Operational Risk stakeholders to ensure that program expectations are well understood… more
- JPMorgan Chase (New York, NY)
- …to enhance efficiency. + Assist the executive leadership team with internal presentations, business reviews, and ad-hoc projects/requests. Collaborate with US and ... global support areas, including Product Controllers, Compliance, Legal, Tax, Audit , Events, Marketing, Expense Management, Risk, Conflicts, and HR. + Oversee… more
- Citigroup (New York, NY)
- …with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure + ... + Effective interpersonal skills to develop and maintain relationships with internal and external stakeholders + Ability to analyze and pitch situations… more
- Citigroup (Getzville, NY)
- …Support the development of an effective control framework that fully meets Audit , Compliance and Regulatory requirements. + Provides leadership and guidance when ... in complicated, unique and dynamic situations, draws on diverse range of internal and external sources. + Self-reliant, good problem solver results oriented. +… more