• Securities Services - Private Equity Fund…

    JPMorgan Chase (Brooklyn, NY)
    …efficiency and mitigate operational risks + Liaise with support functions and internal stakeholders including risk and control groups, audit , compliance, ... releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also be in...Lead and work on ad hoc client projects and internal initiatives + Mentor and develop staff resources while… more
    JPMorgan Chase (06/26/25)
    - Related Jobs
  • Regulatory Reporting Senior Analyst Assistant…

    Citigroup (Getzville, NY)
    …Technology, Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with ... COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance...role is also intensively involved in KPMG's annual 17a-5 audit of 15c3-3 Possession or Control. **Responsibilities:** + Lead… more
    Citigroup (07/19/25)
    - Related Jobs
  • Strategy & Transformation Program Manager - Data…

    SMBC (New York, NY)
    …right stakeholders at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align with regulatory expectations ... and internal control standards. + Lead the coordination and execution...execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, and sustainable control… more
    SMBC (08/28/25)
    - Related Jobs
  • Vice President , Enterprise Policy,…

    American Express (New York, NY)
    …comprising teams dedicated to learning needs assessments, content development and delivery, audit and regulatory response in PST areas, and oversight of policy and ... * Govern overall program execution to ensure alignment with regulatory expectations, internal policies, and evolving risks * Drive strategic enhancements to overall… more
    American Express (08/31/25)
    - Related Jobs
  • Finance Global Reporting & Analytics (GRA) Lead…

    Citigroup (New York, NY)
    …all relevant regulatory requirements and internal policies + Partner with internal audit , business units, and senior management, communicating effectively to ... Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well as self-identified issues. Includes… more
    Citigroup (08/29/25)
    - Related Jobs
  • Issue Management Issue Quality Assurance Lead,…

    Citigroup (Getzville, NY)
    …requirements and internal policies + Foster strong partnerships with internal audit , business units, and senior management, communicating effectively to ... Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well as self-identified issues. Includes… more
    Citigroup (08/29/25)
    - Related Jobs
  • Operations Control Tower - Vice

    Mizuho Corporate Bank (New York, NY)
    …for management providing updates on the operations controls, initiatives, procedures, audit findings, operational incidents and any relevant information related to ... the overall control environment. + Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any… more
    Mizuho Corporate Bank (08/16/25)
    - Related Jobs
  • Vice President , Senior Corporate…

    The Estee Lauder Companies (New York, NY)
    …proposals, stakeholder engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & ... including maintenance of corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage… more
    The Estee Lauder Companies (09/05/25)
    - Related Jobs
  • Assoc. Vice President for Human…

    University of Rochester (Rochester, NY)
    …consulting with researchers) and liaising with the Office of Research Integrity, internal audit representatives, and various stakeholders to build a culture ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** The University of Rochester has… more
    University of Rochester (08/07/25)
    - Related Jobs
  • Vice President , Compliance…

    TD Bank (New York, NY)
    …with respect to training related deliverables + Track and oversee progress of applicable internal and external audit issues relating to TDS US Compliance + ... a functional area + Key contact for business management, regulators and external/ internal auditors, dealing with non-routine information + Focuses on short to mid-… more
    TD Bank (08/30/25)
    - Related Jobs