- NYU Rory Meyers College of Nursing (New York, NY)
- …Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President , General Counsel for developing, executing, and enforcing the ... with significant professional experience in financial, legal, compliance, regulatory and/or audit matters (experience in multiple areas preferred) in an organization… more
- Citigroup (New York, NY)
- …(CORA) group within Citi is looking to add an experienced quantitative analyst at Senior Vice President level to join the Default Risk team in New York. The ... Effective cross-functional project, resource, and stakeholder management; effectively engage with internal audit and external regulators. + Actively engage… more
- Bloomberg (New York, NY)
- …other functions, including Legal and Compliance, Finance, Operational Resilience, and Internal Audit , to provide centralized risk frameworks, processes, tools, ... Science or related discipline + Experience in risk management, audit or compliance related to technology risk or cyber...+ Someone who is operating at either a Senior Vice President or Director level/or equivalent at… more
- Citigroup (Getzville, NY)
- Regulatory Operations Vice President (VP) will be responsible for NAM cross-product Regulatory Reporting and Controls covering key OTC derivative reporting ... with internal and external stakeholders, including regulators, testing teams, and internal audit , with respect to Citi's global swap and security-based swap… more
- Tradeweb (New York, NY)
- …Action Employer. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** The Vice President , Treasury is responsible ... with internal policies, external regulations and support internal and external audit process + Maintain and update documentation of treasury controls… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President to join the trade surveillance team focused on Communications. ... execute standard practices applicable to the discipline + Adhere to internal policies/procedures and applicable regulatory guidelines + Keep abreast of emerging… more
- MetLife (New York, NY)
- …The Opportunity This is a global leadership role that reports to the Senior Vice President of Technical Accounting, Internal Controls and External Reporting ... NJ; Bridgewater, NJ; Tampa, FL Setting: Hybrid Reports to: SVP, Technical Accounting, Internal Controls, External Reporting Travel: Less than 5% The Team You Will… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position Title:** Vice President - Finance **Business Unit:** TD Securities **Division/Region:** ... + Initiate research to keep current on regulatory rule requirements and any internal business changes (eg new businesses or product launched) and assesses downstream… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** The role of Vice President , ACL & Capital Analytics Oversight is responsible for Risk oversight of the analytical ... or other risk colleagues + Support regulatory meetings, examinations and internal audits of the ACL and Capital oversight processes **Qualifications/Requirements:**… more
- Touro University (Valhalla, NY)
- …that fuel innovation, moving ideas and inventions to the marketplace. Reporting to the Vice President of Research and the Chief Legal Officer and General ... mitigate risks. + Conduct and/or assist the departments of Compliance and Internal Audit on investigations and other duties and tasks as required, assigned,… more