- MUFG (Tampa, FL)
- …outcomes. Our team is seeking an experienced and dynamic individual to join as ** Vice President ,** **Data Integration Lead,** to support projects and BAU work ... services team, including all lines of business (Global Corporate & Investment Banking, Finance, Risk, Compliance, Chief Data Office, Information Technology), Product… more
- JPMorgan Chase (Tampa, FL)
- …the status quo and striving to be best-in-class. As a Technology Operational Risk Vice President within the Compliance, Conduct and Operational Risk Technology & ... spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …10-12 days per month in our St Petersburg, FL Corporate Office._** **Job Summary** The Vice President , AML and Fraud Risk Technology, is a senior leader within ... documentation, technology roadmaps, and executive-level presentations that guide platform investment decisions and inform enterprise risk technology strategy. +… more
- M/I Homes (Fort Myers, FL)
- …you work matters! Job Summary Acts as a business partner to the Area President with a focus on and accountability for division operations, process improvements, and ... results related to margin, net income, and return on investment through sharp focus on division investment ,...on investment through sharp focus on division investment , house plan pricing and costs, cycle times, and… more
- JPMorgan Chase (Miami, FL)
- …trusts. You will analyze Wills and trust documents, make recommendations, oversee investment decisions, work with Tax Officers and trust counsel to resolve tax ... Wills and trust documents for legal, tax, administrative and investment issues and coordinate delivery of services * Make...it has as executor and or trustee * Oversee investment decisions, including working with investors to ensure that… more
- JPMorgan Chase (Orlando, FL)
- …Management Behaviors of Business Development, Business Management, Financial Planning, Investment Acumen, Relationship Management and Service. This role also ... effectively educate advisors who have a wide array of abilities, investment /capital market knowledge, and financial planning experience + Foundational knowledge in… more
- JPMorgan Chase (Tampa, FL)
- …team of specialists focused on fundamental wealth management disciplines, including investment management, wealth planning, philanthropy, credit and banking. As a ... Public Offerings + Act as error escalation contact for investment related errors. This includes reviewing and correcting error...7+ years of experience with supervision of securities / investment industry + Licenses required to perform all job… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …outcomes. + Develop and implement a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance ... and implementation. **Knowledge, Skills, and Abilities** **Knowledge of** + Advanced investment concepts and securities industry procedures. + Investment Company… more
- Arena Investors LP (Jacksonville, FL)
- …a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940; . Support the CCO with FINRA broker-dealer ... . Review of compliance policies and procedures; . Administration of firm ( Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring); .… more
- JPMorgan Chase (Tampa, FL)
- …+ Advise clients on their overall balance sheet, including asset allocation, investment management, wealth planning, credit and banking needs + Partner with internal ... spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing… more