- JPMorgan Chase (New York, NY)
- …internal cross functional partners (product, corporate development, analytics finance, fraud, legal etc.) to lead all partnership discussions which influence product ... strategy + Lead and own the development and delivery of all partner management initiatives (quarterly business reviews, monthly reporting, overall day to day management); includes managing internal and external communications to deliver these initiatives +… more
- Raymond James Financial, Inc. (New York, NY)
- …and engagement across teams and stakeholders. + Collaborate closely with Risk, Legal , Compliance, and PCG to ensure supervisory practices align with regulatory ... expectations, mitigate firm risk, and support advisor and client outcomes. + Develop and implement a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across advisory activities. +… more
- Citigroup (New York, NY)
- …will lead the investment process from investment due diligence, structuring, legal negotiation, and ultimately obtaining any committee approvals. In addition, this ... role will be responsible for helping to educate Citi Wealth's global banker, investment counselor and financial advisor base on existing and newly launched opportunities to Citi Wealth's global client base. The ideal candidate will have significant private… more
- Citigroup (Getzville, NY)
- …units / functions to deliver results. Education: + Bachelor's degree in finance, legal , or related fields; advanced degree is a plus. **Job Family Group:** ... Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary Range:** $92,000.00 - $138,000.00 In addition to salary, Citi's… more
- JPMorgan Chase (New York, NY)
- …multiple business areas and/or functions to deliver results. + Experience of legal and commercial negotiations, a plus. + Experience in the Securities Services ... business, a plus. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP… more
- Citigroup (New York, NY)
- …technology professionals + Work in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in order to ensure ... appropriate governance and control infrastructure + Build a culture of responsible finance, good governance and supervision, expense discipline and ethics + Appropriately assess risk/reward of transactions when making business decisions; and ensure that all… more
- Warner Music Group (New York, NY)
- …Global Business Services (GBS) is the home to the finance operations, legal and administrative functions that provide critical support and best-in-class services to ... our global Finance labels and affiliates. Each regional center embodies the collaborative and creative spirit that stems from the company's deep history in nurturing entrepreneurial thinking and artist-focused innovation, enabling our employees to develop a… more
- MUFG (New York, NY)
- …the trade + On-board clients in coordination with the firm's credit, legal , compliance, and operations teams + Mentor and develop junior salespeople **Requirements** ... : + 5+ years of experience + Bachelor's degree required, MBA and/or CFA a plus + Excellent interpersonal and communication skills + Results driven, with a strong sense of accountability + Strong decision-making skills, the ability to demonstrate sound judgment… more
- BlackRock (New York, NY)
- …executive pay including equity. + Proactively liaise with partners in Finance, Strategy, Legal , HR, IR and other functions as needed. + Liaise with incentive plan ... participants/executives around compensation with clear and confident communication, both written and verbal. + Assist with ad hoc executive compensation related inquiries, including, preparing exhibits, charts, graphs, and tables. + Become a "super-user" with… more
- Citigroup (Getzville, NY)
- …traders), Markets Operations (NY/NJ), Financial Controllers (NY), Technology, Prime Legal , Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal ... Audit. Externally, this role regularly interfaces with representatives from the SEC and FINRA's NY offices via Ongoing Supervision (OGS) and Annual Exams. This role is also intensively involved in KPMG's annual 17a-5 audit of 15c3-3 Possession or Control.… more