- Citigroup (Getzville, NY)
- …experience in the banking / broker-dealer industry. + Material experience with operational risk disciplines; processes, risks and controls and familiarity with ... escalate, track issues and ensure resolution of issues that poses operational / regulatory risk to the firm. + Ensure capital and customer reserve exposure… more
- Citigroup (Getzville, NY)
- …integrity of process, operations and end results + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep ... abreast of Citi's operational processes and best practices in business strategy +...and work processes across multiple departments + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- SMBC (New York, NY)
- …and information pertaining to the account for senior management. Pro-actively escalate credit risk , operational risk , and events to management if applicable. ... track record; ability to efficiently analyze information to quickly identify the key risk factors and to identify solutions. . Knowledge in regulatory framework in… more
- SMBC (New York, NY)
- …reports and information pertaining to the account for senior management. Pro actively escalate operational risk , credit risk , and events to management if ... a vast and complex amount of information to quickly identify the key risk factors of highly structured transactions and draw from extensive knowledge of transactions… more
- JPMorgan Chase (New York, NY)
- …+ Communicates regulatory guidelines to Product Managers to ensure our products meet risk and compliance requirements and are delivered on time + Advises on the ... to the regulatory environment to ensure our products meet all necessary risk and compliance checks **Required qualifications, capabilities, and skills** + 5+ years… more
- TD Bank (New York, NY)
- …Qualifications: **Preferred Qualifications:** **The VP Operations TDS will provide operational support & leadership for Fixed Income, Money Market, Syndicate ... implementation of new products, operating workflow, additional services/applications or operational efficiencies for Global Business Services** **Identifies, documents, investigates… more
- Citigroup (Brooklyn, NY)
- …acquisition and ensure clients receive optimal service and monitor/adhere to operational controls + Collaborate with branch partners to successfully achieve goals, ... segment partners, partner with Assistant Manager and partner with the Division Operational to drive sales and drive outbound sales activities including: representing… more
- Citigroup (New York, NY)
- …related to feasibility studies, time and cost estimates, IT planning, risk technology, applications development, model development, and establish and implement new ... design, construction, testing, and implementation as well as provide user and operational support on applications to business users + Utilize in-depth specialty… more
- MUFG (New York, NY)
- …over of tasks and auditability of results and including the management of operational risks; + Conducting analysis in support of the Finance function, whether ... distribution + Maintain close working relationships with Front Office, Operations, Risk , Audit, Compliance and Regulatory departments to ensure needs and regulations… more
- MUFG (New York, NY)
- …frameworks, introducing automated and advanced solutions to improve efficiency and reduce operational risk + Act as a change agent, challenging existing ... enhancing valuation frameworks + Partner with stakeholders across Front Office, Risk , Finance, and Operations to influence strategic priorities and ensure seamless… more