- MUFG (New York, NY)
- …response and remediation efforts, and manage tracking and reporting. + Perform quality review on reported incidents as needed and ensure all required reporting ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Citigroup (Getzville, NY)
- …Operational processes and identification/remediation of control gaps; adherence to regulatory obligations; internal policy awareness and adherence; review of new ... approval of risk associated with business changes. + Accountable for the quality , completeness, and accuracy of the implementation of the Control Framework,… more
- Citigroup (New York, NY)
- …in senior forums, risk committees, and governance processes. + Produce high- quality thought leadership and client insights to support commercial engagement. + ... assets and cryptocurrencies, including market structure, tokenization models, and regulatory frameworks. + Proven track record of leading cross-functional strategic… more
- MUFG (New York, NY)
- …+ Manage the end-to-end delivery of executive learning programmes, ensuring high- quality execution and measurable impact, in coordination with HR team members ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Citigroup (New York, NY)
- …and design through construction, testing, and implementation, ensuring timely and high- quality project delivery. Provide user and operational support on applications ... assess and manage technical risks, demonstrating a strong commitment to regulatory compliance, ethical judgment, and transparent reporting of control issues.… more
- Citigroup (Getzville, NY)
- …project operations in backing of existing and new clients, including all regulatory requirements + Develop, implement and track appropriate KPIs (key performance ... due diligence activities with clients to meet their needs + Assess service quality and identify areas for improvement + Advise and coach new/lower level personnel… more
- MUFG (New York, NY)
- …the successful execution of those strategies to drive greater efficiency, value, and quality across the organization. In support of this work, this position is also ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Sumitomo Pharma (Albany, NY)
- …seeking a dynamic, highly motivated, and experienced individual for the position of Vice President , Regulatory Affairs, Biopharma R&D. This position leads ... quality **_Communications_** + Accurate and timely reporting status regulatory projects; escalate unresolved issues to appropriate executive leadership + Steward… more
- Ross Stores, Inc. (New York, NY)
- …forward the legal/business objectives of the Company\. The position will report to the Vice President , Compliance & Regulatory Counsel and will work directly ... Our focus has always been bringing our customers a constant stream of high\- quality brands and on\-trend merchandise at extraordinary savings\. All while providing a… more
- The Arc Erie County NY (Buffalo, NY)
- …performs other related duties. Reporting Relationship: Receives direction from the Vice President of Vocational Employment Services and Community Programming. ... bodies and with overall Agency policies and procedures, for approval by the Vice President of Vocational and Community Support Services. + Determines financial… more
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