- JPMorgan Chase (New York, NY)
- …first and second-line CIB Markets businesses and their respective regulators. + Lead regulatory examinations through the exam lifecycle, as well as ongoing ... Lead and other exam partners in preparation for, and engagement in, regulatory engagements. + Work with REMs and engagement managers across LOB and functions,… more
- JPMorgan Chase (New York, NY)
- …active listening and summarizing complex information + Knowledge of regulators' exam processes and regulatory matters **Preferred qualifications, capabilities, ... risk management and compliance at JPMorgan Chase. As a Regulatory Strategy Lead, you will be at the forefront...you will be at the forefront of managing critical regulatory relationships and ensuring our firm remains strong and… more
- Wells Fargo (New York, NY)
- …Industrials Investment Banking team at Wells Fargo is seeking a talented and experienced Vice President Investment Banker to play a pivotal role in the growth ... Products vertical. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Wells Fargo (New York, NY)
- …Fargo. **About this role:** Wells Fargo is seeking a Lead Investment Banker, Vice President with our Healthcare team within Corporate and Investment Banking ... to travel up to 75% of the time + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is not available for… more
- BMO Financial Group (New York, NY)
- BMO's Financial Institutions Group (FIG) is hiring an experienced Associate or Vice President to join its Insurance Investment Banking team in New York. You will ... in client presentations + Monitors client, client industry, and regulatory agencies for potential changes that may impact client...coaching skills + Sound and professional judgement + SIE Exam , Series 79, and Series 63 must be acquired… more
- Citigroup (Getzville, NY)
- …+ Develop and run reports for impact assessment and adjustments **Internal and Regulatory Exam , Change Management:** + Manage internal and regulatory ... NA** Citibank is a leading financial institution committed to innovation, regulatory compliance, and data excellence. Our Enterprise Data Organization (EDO) is… more
- Mizuho Corporate Bank (New York, NY)
- …compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ("AVP") to primarily support and coordinate supervisory examinations, ... in examinations. Responsibilities include, but not limited to, setting up exam SharePoint site, drafting regulatory responses with stakeholders, developing… more
- American Express (New York, NY)
- …is based in New York City, Salt Lake City, or Phoenix and reports to the Vice President , Audit Leader of IAG's Global Compliance team. The ideal candidate will ... experience with other enterprise / operational risk management processes including regulatory exam management / regulatory affairs, issues management, new… more
- TD Bank (New York, NY)
- …this role. **Job Description:** TD Securities is seeking an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio ... partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global Control Room… more
- State of New York Mortgage Agency (New York, NY)
- …coordinate HCR's wide array of support services. Job Summary: Reporting to the Vice President , Contracts and Administration (VP), the Director of Procurement is ... affordable housing and increase homeownership throughout New York State. A Civil Service exam is not required for this position. Candidates must meet the minimum… more