- Adecco US, Inc. (New York, NY)
- A leading organization within the financial services sector is seeking a Vice President , Regulatory Affairs Office to support and lead regulatory ... Compliance, Financial Crime, Legal, Enterprise Risk Management, Credit Risk, and/or Regulatory Exam Management + 10+ years of experience managing regulatory … more
- SMBC (New York, NY)
- …strategies. The Regulatory Relations team is the primary contact for regulatory interactions and exam management for US regulators. Role Description The ... a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing… more
- PNC (New York, NY)
- **Position Overview** Harris Williams seeks to hire an experienced Vice President to join our Energy, Power and Infrastructure Group in the New York, NY office. ... themselves. + **Meaningful impact from the start:** As a Vice President , you will have a high...in the US without sponsorship + FINRA licensing: SIE Exam , Series 79, and Series 63 must be acquired… more
- Wells Fargo (New York, NY)
- …This position, within the Financial Institutions group, is seeking a seasoned Investment Banking Vice President to join the team in New York. This position will ... and a creative, team-oriented approach to solving problems. The Vice President will also be responsible for...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Wells Fargo (New York, NY)
- …Equity Capital Markets (ECM) team within CIB Capital Markets is seeking an experienced Vice President to join its Origination team. Corporate & Investment Bank ... and results-driven environment **Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it… more
- Wells Fargo (New York, NY)
- …Companies and Private Credit Investors). Fund Solutions is looking for an experienced Vice President to lead the origination, structuring and execution of Fund ... FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is… more
- Wells Fargo (New York, NY)
- …. **About this role:** Wells Fargo is seeking a Lead Investment Banker, Vice President to join the Technology, Media, and Telecommunications (TMT) Group. ... communication skills **Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it… more
- BMO Financial Group (New York, NY)
- …clients around the world. #bmocapitalmarkets BMO's Financial Institutions Group (FIG) is hiring a Vice President to join its P&C Investment Banking team in New ... with internal/external stakeholders + Monitors client, client industry, and regulatory agencies for potential changes that may impact client...coaching skills + Sound and professional judgement + SIE Exam , Series 79, and Series 63 must be acquired… more
- Citigroup (Getzville, NY)
- …+ Develop and run reports for impact assessment and adjustments **Internal and Regulatory Exam , Change Management:** + Manage internal and regulatory ... **Team Overview: Regulatory and Analytics (R&A)** The Regulatory and Analytics (R&A) team within the EDO plays a critical role in ensuring the accuracy,… more
- JPMorgan Chase (Rockville Centre, NY)
- …and stakeholder management abilities. + Knowledge of financial products, services, and regulatory requirements. + Experience in coaching Advisors or a sales team + ... 1, 2018, you must also have a valid and active Securities Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license… more