- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Vice President in the Commercial and Investment Banking team within the Commercial ... other exam partners in preparation for, and engagement in, regulatory engagements. + Lead regulatory examinations through the exam lifecycle, as well as… more
- Citigroup (Getzville, NY)
- …Role** The Finance Regulatory Engagement, Management of Information and Communications Vice President is a strategic professional who keeps management and ... necessary forums and frameworks to establish and govern processes for Finance Regulatory Engagement & Oversight, including exam management, regulatory … more
- Citigroup (Getzville, NY)
- …implementing best practices. **About the role** The Internal Reporting and Communications Senior Vice President for Finance Regulatory Engagement is a ... retention strategy and related risk and controls activities. + Support Regulatory Exam Management and Regulatory engagement teams, performing other duties… more
- Citigroup (Getzville, NY)
- …Analyst is a seasoned professional who contributes to the directional strategy of regulatory engagement and exam management. In this role, you will identify, ... are maintained and followed related to the management of regulatory interactions, including exam management, regulatory...to the management of regulatory interactions, including exam management, regulatory meetings and requests for… more
- Citigroup (New York, NY)
- …Proficient in MS Office applications (Excel, Word, PowerPoint) + Experience in regulatory and Internal Audit interaction, exam management/coordination, and issue ... **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** New York… more
- Wells Fargo (New York, NY)
- The Structured Products Group within Wells Fargo Corporate Investment Bank is looking for a Vice President to join in New York or Charlotte. The candidate will ... FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is… more
- Mizuho Corporate Bank (New York, NY)
- …compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ("AVP") to primarily support and coordinate supervisory examinations, ... in examinations. Responsibilities include, but not limited to, setting up exam SharePoint site, drafting regulatory responses with stakeholders, developing… more
- Guthrie (Corning, NY)
- …activities of the Medical Staff Office and performs secretarial duties for the Vice President , Quality/Risk Management. Education, License & Cert: High school ... Members, Performs confidential, diversified secretarial and minor administrative duties for the Vice President Q/RM, Medical Staff Officers, Chiefs of Service,… more
- Wells Fargo (New York, NY)
- …Manage and oversee credit aspects of a broad portfolio of insurance companies. Vice President Portfolio Managers oversee and credit manage an assigned portfolio ... covenant compliance, as well as adherence to policy and regulatory requirements to include those connected with leveraged credit...and assist with the preparation of internal and external exam processes. + Prepare and present updates on loan… more
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