- JPMorgan Chase (New York, NY)
- …innovative learning, upskilling and managerial tools. As an HR Product Delivery Manager, Vice President within the Employee Development and Progression team, you ... and ensures adherence to the firm's risk, controls, compliance, and regulatory requirements + Effectively manages timelines and dependencies while monitoring… more
- JPMorgan Chase (New York, NY)
- …continuous changes in the regulatory landscape. As a Business Control Manager Vice President within the Commercial & Investment Bank, you will ensure the ... small businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands. Our history spans over… more
- JPMorgan Chase (New York, NY)
- As a Vice President in the Financial Institutions Group (FIG) Banks group, you will be responsible for managing client relationships and driving business ... financial models, specific to the Banking industry, to assess regulatory capital health, debt capacity, impact from M&A, as...many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands.… more
- University of Rochester (Rochester, NY)
- …individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE: The Associate Vice President (AVP) for Planning, Design, and Construction ... stakeholders at all levels. + Serve as a liaison with community organizations, regulatory agencies, and local government . + Execute a consistent communication… more
- TD Bank (New York, NY)
- …**Job Description:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- JPMorgan Chase (New York, NY)
- …the Broker-Dealer & Cash Equities Legal group , you will provide legal and regulatory advice to the cash equities research, sales and trading businesses. You will ... including the US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA) and other Self- regulatory organizations (SRO's), in… more
- JPMorgan Chase (New York, NY)
- …leverage your knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve as an independent ... and bulletins reasonably designed to support compliance with applicable regulatory obligations, corporate requirements and industry best practices. + Design… more
- JPMorgan Chase (New York, NY)
- …should possess expertise in Compliance and a strong understanding of regulatory , audit, and related best practices. The responsibilities include supporting the ... employees and other stakeholders to provide compliance advice and guidance on regulatory topics + Review and disposition trade alerts escalated from Trade… more
- TD Bank (New York, NY)
- …improve operational booking models + Preparing materials for committee meetings and regulatory requests. **Depth & Scope:** + Position liaises closely with the Banks ... to the firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully documented and… more
- TD Bank (New York, NY)
- …Focuses on short to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education & Experience:** + Bachelors ... organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting, sales and trading, at a global financial institution. + Firm… more