- BlackRock (New York, NY)
- …able to effectively manage compliance risk and help ensure compliance with regulatory requirements and applicable BlackRock policies and procedures relating to 1940 ... to key partners including product development, business operations and portfolio management . The successful candidate will also participate in special projects and… more
- JPMorgan Chase (West Harrison, NY)
- …risk management protocols and control policies and adhering to regulatory requirements **Required qualifications, capabilities, and skills** + Minimum of 5 ... providing financial advice with a focus on client experience and risk management while deepening existing relationships and leveraging referrals to acquire new… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The SMBC Cash Management business is seeking a highly skilled and customer-focused data analyst with ... strong visualization and project management capabilities. The Strategy and PMO Project Support member...working in regulated environments with adherence to banking and regulatory compliance, as well as data governance standards. +… more
- Publicis Groupe (New York, NY)
- …**Overview** As SVP of Client Operations, this leader drives the day-to-day management of the client operations team, ensuring seamless delivery and satisfaction for ... Commercials: Work with the US Client Lead on SOW Management , including resource planning and staff management ....risks to client projects and ensure adherence to all regulatory and contractual obligations. + Continuous Learning: Stay informed… more
- JPMorgan Chase (New York, NY)
- …solution goals with broader business objectives. + **Solution Development and Management :** + Oversee the entire solution lifecycle, including needs assessment, ... tooling to onboard new clients efficiently. + Ensure the solution meets regulatory requirements and industry standards. + Drive continuous improvement and innovation… more
- MUFG (New York, NY)
- …risk infrastructure + Generate regular and ad-hoc risk reporting for senior management and regulatory stakeholders **Qualifications:** The right candidate will ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- JPMorgan Chase (New York, NY)
- …experience (b) a roadmap for how to collaborate with Technology, Regulatory /Legal/Controls, and execution teams to continuously and incrementally deliver against the ... + Build relationships with cross-functional teams (including Technology, Legal, and Regulatory Controls teams) to understand pain points, gather requirements, and… more
- SMBC (New York, NY)
- …to support key Treasury functions, including PPNR/balance sheet forecasts, IRRBB, liquidity management and CCAR stress testing. The ideal candidate should have a ... and a solid grasp of financial markets and US regulatory framework. This position will report to the Head...committees. + Align model frameworks with business objectives and regulatory requirements (SR 11-7, SR 12-7, SR 15-18, SR… more
- MUFG (New York, NY)
- …for a Credit Examiner to provide a comprehensive assessment of enterprise-wide risk management practices. You will evaluate, monitor, and report on the quality of ... of a complex nature. In addition, you will give prompt feedback to Bank management on the results of monitoring and examination activities. This role is assigned… more
- JPMorgan Chase (New York, NY)
- …& Account Solutions ("L&AS")** works with global clients with complex cash management needs who operates across multiple countries, currencies, legal entities, and ... deposits and payments trends, and assesses impact of macro-economic trends and regulatory changes on deposits to support ongoing deposit forecasting and optimization… more