- MUFG (Irving, TX)
- …compliance program is developed and maintained to address compliance with applicable regulatory requirements, key compliance issues and actions are taken to mitigate ... Personal Trading). + Execute projects as assigned by supervisor and/or Compliance senior management . + Assist in the maintenance of the Watch and Restricted Lists to… more
- MUFG (Irving, TX)
- …immediate team and within the department on KYC related issues. Independent management of escalation pipelines, including following up with stakeholders to resolve ... the KYC process as well as contributing to strategic initiatives and controls + Management of escalated issues with key stakeholders such as AMLA, Sanctions and FLoD… more
- JPMorgan Chase (Fort Worth, TX)
- …You'll provide an outstanding client experience, and maintain adherence to the regulatory , legal, and risk management frameworks unique to these client ... of Not-for-Profit portfolio + Protect the firm by following sound risk management protocols and adhering to regulatory requirements **Required qualifications,… more
- MUFG (Irving, TX)
- …thinker with a global outlook. Capable of demonstrating an Enterprise Risk Management perspective + Process-oriented and a strong ability to develop appropriate ... preferred. + Thorough understanding of an effective financial crimes risk management framework. + Demonstrated ability to manage multiple projects simultaneously. +… more
- MUFG (Irving, TX)
- …staff + Thorough understanding of an effective financial crimes risk management framework + Demonstrated ability to manage multiple projects simultaneously + ... at all levels of the organization, including Bank staff, management , directors and prudential regulators + Ability to work...including knowledge of Banking systems + Ability to balance regulatory requirements with the best interests of the Bank… more
- JPMorgan Chase (Houston, TX)
- …risk management protocols and control policies and adhering to regulatory requirements **Required qualifications, capabilities, and skills** + Minimum of 5 ... providing financial advice with a focus on client experience and risk management while deepening existing relationships and leveraging referrals to acquire new… more
- RELX INC (Houston, TX)
- …coverage meets the highest standards of accuracy, timeliness, objectivity, and regulatory compliance. You will shape the future of commodity intelligence, inspire ... Governance, Risk & Compliance + Ensure robust editorial governance and risk management , particularly around price assessments and data validation. + Serve as the… more
- Citigroup (Irving, TX)
- …Role is expected to support a singular end-to-end credit risk management ecosystem that simplifies business processes while strengthening controls and improving ... lifecycle and platforms is preferred. Role is intended to support Transaction Management set of tools. **Responsibilities:** + The Product Developer is responsible… more