- BlackRock (San Francisco, CA)
- …enhancement of internal policies and procedures aimed at mitigating risk , meeting applicable regulatory requirements and/or improving operational efficiency. ... **Qualifications:** + JD with superior academic credentials from a nationally recognized law school and at least five years' experience as a lawyer in a major law firm or the legal department of a leading digital asset financial services organization. +… more
- Citigroup (Pleasant Hill, CA)
- …and involved in short-term planning resource planning + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more
- Citigroup (Sacramento, CA)
- …with service support, ensuring their needs are met + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more
- JPMorgan Chase (Palo Alto, CA)
- …activities across functional partners and ensures adherence to the firm's risk , controls, compliance, and regulatory requirements + Effectively manages timelines and ... dependencies while monitoring blockers, ensuring adequate resourcing, and liaising with stakeholders and functional partners + Perform complex analysis on commercial real estate problems to identify opportunities to improve sales and overall customer… more
- MUFG (Los Angeles, CA)
- …banking services and cross-sell MUFG products, while effectively managing credit risk in collaboration with colleagues in Japanese Corporate Banking and other ... relevant Divisions and Departments. **Major responsibilities** **:** New Business Development (50%) + Develop, maintain, and work to broaden and deepen close business relationships with existing clients as well as cultivate business with prospective customers.… more
- JPMorgan Chase (San Francisco, CA)
- …a holistic goals based planning approach * Strictly adhere to all risk and control policies, regulatory guidelines and security measures **Required qualifications, ... capabilities and skills:** * Eight plus years of work experience prospecting, acquiring, and developing private banking/wealth management relationships with ultra-high net worth individuals and families in the International, Cross Border Asia Market * Mandarin… more
- JPMorgan Chase (Irvine, CA)
- …experience financing overseas operations and screening transactions with credit or other risk issues FEDERAL DEPOSIT INSURANCE ACT: This position is subject to ... Section 19 of the Federal Deposit Insurance Act. As such, an employment offer for this position is contingent on JPMorganChase's review of criminal conviction history, including pretrial diversions or program entries. JPMorganChase, one of the oldest financial… more
- HUB International (Santa Barbara, CA)
- …of property and casualty, life and health, employee benefits, investment, and risk management products and services. We are seeking dynamic and highly motivated ... Sales Professionals to join our team of Insurance Sales Producers. **THE OPPORTUNITY:** As a HUB Insurance Sales Producer, you will have the opportunity to sell insurance products and services for a global leader in the industry. We offer rewarding… more
- JPMorgan Chase (San Francisco, CA)
- …to Bankers in local coverage markets + Strictly adhere to all risk and control policies, regulatory guidelines and security measures **Required Qualifications, ... Capabilities, Skills** + Six plus years of work experience in Private Banking or Financial Services + Bachelor's Degree required + Series 7, 66 and Insurance licenses required for position; unlicensed candidates considered, but required to obtain licenses… more
- JPMorgan Chase (San Francisco, CA)
- …line revenues while maximizing efficiency for the business, with a keen eye towards risk mitigation and compliance + Serve as mentor and coach to the banking team ... and lead the region's prospecting activities. This may include cross-selling of existing clients when appropriate. + Lead the new business origination strategy for the local market in close coordination with local business banking teams + Identify early stage… more