- JPMorgan Chase (New York, NY)
- Join a team at the forefront of global financial services , where your expertise will shape the future of custody solutions and drive impactful change across dynamic ... to address asset pricing issues, reviewing operating models and enhancing necessary controls . + Resolve revenue leakage opportunities related to billing or asset… more
- MUFG (New York, NY)
- …evaluate the effectiveness of the Bank's governance, risk management, and internal control processes. This position is responsible for the end-to-end execution of ... Ethics and Conduct. + Identify and understand risks and controls in changing environments with the ability to execute...signs of changing risk levels and/or symptoms of process control breakdowns. + Assess the business' governance, risk management… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and investment banking, treasury management, as well as research ... and advisory services to clients around the world. #bmocapitalmarkets **MANDATE** The...The OGCP is the system of policies, processes and controls established by the First Line of Defense to… more
- Citigroup (Getzville, NY)
- …reporting control issues with transparency. **Job Family Group:** Corporate Services **Job Family:** COB & Crisis Management **Time Type:** Full time **Primary ... an unplanned event or disruption, in accordance with agreed-upon and consistent service levels. Employees in this job family ensure: Business Recovery Plans are… more
- JPMorgan Chase (New York, NY)
- …You will be responsible to deliver customized electronic trading workflows, controls , and exchange co-location solutions, enabling clients to access JPM's ... systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control , risk management,… more
- MUFG (New York, NY)
- …and governance controls . + Engineer compute, storage, network, and identity services across AWS, Azure, and OCI with an emphasis on automation, repeatability, ... deployment pipelines, hardening platforms against security threats, and managing multi-cloud services at scale. Success in this role depends on strong execution,… more
- Citigroup (Getzville, NY)
- …deliver excellence at the intersection of data analytics, regulatory management, control framework development, adoption and deployment of new technology in ... + Contribute to development and sustainability of R&A Target Operating Model. ** Control Development and Issue Management:** + Define and refine logic rules and… more
- TD Bank (New York, NY)
- …regulatory guidelines is effective. This position also works with management / control function partners (eg Risk, Legal, Compliance, AML and Audit) to assess ... front-end tools + **Drive data quality and governance** : Implement validation controls , automate data refresh processes, and ensure accuracy across complex data… more
- Citigroup (New York, NY)
- …requirements and minimizes any potential liability for Citi. + Ensure strong controls and effective operational and administrative services . + Ensure clients ... illegal or improper transactions, complying with all regulatory policies and control procedures regarding client acceptability. + Understand the broad array of… more
- JPMorgan Chase (New York, NY)
- …content is accurate and relevant + Attend meetings with the Business, Controls , Legal, Media Relations, Tax Department, Government Relations and other stakeholders ... capabilities and skills** + 10+ years consumer regulatory compliance, supervision, controls , risk or audit experience + Minimum licensing requirement: FINRA Series… more