- JPMorgan Chase (Tampa, FL)
- …issues **Preferred qualifications, skills, and capabilities:** + Prior experience in KYC, AML , Compliance , Audit, Risk, Controls, or related fields + Familiarity ... of safeguarding JP Morgan's reputation and financial assets by ensuring strict compliance with a wide range of regulations. Through a robust Global Operating… more
- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for supporting in the establishment and execution of ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
- Citigroup (Miami, FL)
- …and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management ... The Business Risk Officer is a strategic professional who stays abreast...applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7, 66… more
- MUFG (Tampa, FL)
- …compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... office operations of the Supply Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and...review and monitoring of workflows of the Unit, assist VP in running daily operations and controls, and ensure… more