- TD Bank (New York, NY)
- …on the electronic communications surveillance portfolio and initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... and surveillance enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such findings are properly… more
- SitusAMC (New York, NY)
- …completed in a timely manner while adhering to all internal control requirements, audit standards, and client service levels. + Work with Director and Asset ... years of industry and/or relevant experience, typically with 2+ years in a VP level role or external equivalent. + Experience managing construction and reserve draws… more