- JPMorgan Chase (Brooklyn, NY)
- …150 clients across all alternative asset classes. As a Private Equity Fund Admin VP within our client administration team, you will manage all facets of daily client ... capital and statements, releasing investor reports, and coordinating the year-end process with audit and tax teams. You will also be in charge of managing client… more
- TD Bank (New York, NY)
- …this role. **Job Description:** We're looking for a technically skilled and business-savvy VP to join our Equities Client Strategy & Analytics / Front Office Global ... scalable solutions that transform complex, siloed data into actionable insights. The VP Trading Business Management TDS is responsible to provide the leadership team… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This VP , Compliance is a key member of the TDS US Compliance Monitoring & Testing ... other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Citigroup (Getzville, NY)
- The Regulatory Analytics Analyst is a VP level position, part of the Regulatory and Analytics function within Enterprise Data Office, the VP will be supporting ... Management, Regulatory Reporting teams and senior stake holders + Assist with audit reviews, provide supporting documentation to support reported values related to… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head ... have 7+ years of experience in Operational Risk, Internal or External Audit within a dynamic international financial institution or financial services firm. +… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This VP Compliance role will be a key member of the TDS US Compliance Regulatory ... for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. +… more
- JPMorgan Chase (New York, NY)
- …the Line of Business (LOB), global and regional Compliance teams, Internal Audit , Operational Risk, Control, and other functions. The candidate should possess ... expertise in Compliance and a strong understanding of regulatory, audit , and related best practices. The responsibilities include supporting the Asset Management… more
- MUFG (New York, NY)
- …with various stakeholders in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to ... determine MSIIs / audit points. Assist the broker dealer entity in correctly...overall experience, with hands-on proven experience in data management, Audit and Issues management and Data Governance + Strong… more
- JPMorgan Chase (New York, NY)
- …with Line of Business (LOB) and global/regional Compliance teams, including Internal Audit , Operational Risk, and other Control functions, as well as Legal and ... knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve as an independent second line… more
- Citigroup (New York, NY)
- …for deal post-closing amendment, consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit related matters (eg, scope ... revisions, timely review); support senior Underwriters to follow up, negotiate and implement remedial actions with servicers for any major exceptions noted in the audits. + Maintain organized credit files for credit, regulatory, and compliance purposes. +… more