- JPMorgan Chase (New York, NY)
- …and Compliance** : Act as the primary liaison for controls functions, managing audit and control requests to ensure compliance with policies and procedures, while ... providing strategic and transformational insights. + **Develop Organizational Engagement Strategy:** Create and execute an organizational engagement strategy, including the development of town hall content, event planning, and talking points to foster… more
- Amalgamated Bank (New York, NY)
- …resolution, with documentation and reporting. + Work in tandem with security, audit , and risk management leadership to perform ongoing security program assessments ... and create annual strategic technology and budgetary directives. + Attend and fully engage in project management meetings. + Liaison with auditors, both internal and external, to maintain and implement controls for compliance and privacy laws. + Function as a… more
- SMBC (New York, NY)
- …of branding and marketing of learning products and the function overall + Audit control responsibilities + Serve as back-up for other team members + Collaborates ... with stakeholders to assess learning needs and determine the best way to design, develop and deliver programs. + Create content including facilitator guides, job aids, and program content **Critical Job Knowledge and Core Competencies/Skills** + Principles of… more
- Citigroup (New York, NY)
- …data controls framework performance and issue management process, and regulatory and audit response and action tracking. This role requires someone who is dynamic, ... flexible, and can easily respond to quickly changing needs. The candidate must have the ability to handle ambiguity and complexity and be able to deliver on multiple responsibilities. Developed communication and diplomacy skills are required in order to guide,… more
- Citigroup (Getzville, NY)
- …Regulatory Exam, Change Management:** + Manage internal and regulatory inquiries, Internal Audit and regulatory exam as the primary for coverage portfolios, back up ... teammates on others + Collaborate in regulatory change management with RRIO, Risk, Finance from interpretation to implementation + Effectively communicate and coordinate implementation, act as R&A SME to support business, Risk and Finance + Support the… more
- Citigroup (New York, NY)
- …with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure + ... Build a culture of responsible finance, good governance and supervision, expense discipline and ethics + Appropriately assess risk/reward of transactions when making business decisions; and ensure that all team members understand the need to do the same,… more
- Publicis Groupe (New York, NY)
- …+ Strong analytical and problem-solving skills with experience using performance audit tools **Additional information** Our Publicis Groupe motto "Viva La ... Difference" means we're better together, and we believe that our differences make us stronger. It means we honor and celebrate all identities, across all facets of intersectionality, and it underpins all that we do as an organization. We are focused on… more
- JPMorgan Chase (New York, NY)
- …skills** + 10+ years consumer regulatory compliance, supervision, controls, risk or audit experience + Minimum licensing requirement: FINRA Series 7 and Series 24 ... + Strong attention to detail + Strong background in alternative investments and marketing review + Familiarity with SEC and FINRA regulations on marketing + Financial services experience including a working knowledge of marketing and advertising practices and… more
- The Estee Lauder Companies (New York, NY)
- …engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & Sustainability to manage ... securities law compliance Proxy Statement *Lead prep/filing of the annual proxy statement, ensuring timely/accurate disclosures *Coordinate with cross-functional teams to compile and review relevant data/materials Corp Secretary Office Mgmt *Oversee daily… more
- Tradeweb (New York, NY)
- …trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP , Technology, Internal Audit to take on ... a key role within Tradeweb's growing Internal Audit Department. This role will report directly to Director,...Department. This role will report directly to Director, Technology Audit , Internal Audit . This role offers the… more