- Citigroup (New York, NY)
- …for deal post-closing amendment, consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit related matters (eg, scope ... revisions, timely review); support senior Underwriters to follow up, negotiate and implement remedial actions with servicers for any major exceptions noted in the audits. + Maintain organized credit files for credit, regulatory, and compliance purposes. +… more
- Citigroup (Getzville, NY)
- …Action Plans (CAPs) and / or Risk Exceptions (REs). + Support Internal Audit reviews and/or internal Control reviews. + Assists with crisis management support during ... and workflow mapping. + 2+ years experience working with internal/external audit /regulatory groups is preferred. + Advanced project management, data analysis and… more
- Mizuho Corporate Bank (New York, NY)
- …for management providing updates on the operations controls, initiatives, procedures, audit findings, operational incidents and any relevant information related to ... degree + 10+ years of operations control, risk management, operations or audit experience desirable. + Highly motivated, self-directed individual with the ability to… more
- JPMorgan Chase (New York, NY)
- …skills** + 10+ years consumer regulatory compliance, supervision, controls, risk or audit experience + Minimum licensing requirement: FINRA Series 7 and Series 24 ... + Strong attention to detail + Strong background in alternative investments and marketing review + Familiarity with SEC and FINRA regulations on marketing + Financial services experience including a working knowledge of marketing and advertising practices and… more
- JPMorgan Chase (New York, NY)
- …products + Familiarity with business intelligence tools (ThoughtSpot, Tableau) to utilize audit reporting and build dashboards. + Good knowledge of key market data ... offerings such as Bloomberg, Refinitiv FXT/Eikon/Workspace, Factset etc. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate,… more
- The Estee Lauder Companies (New York, NY)
- …engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & Sustainability to manage ... securities law compliance Proxy Statement *Lead prep/filing of the annual proxy statement, ensuring timely/accurate disclosures *Coordinate with cross-functional teams to compile and review relevant data/materials Corp Secretary Office Mgmt *Oversee daily… more
- Citigroup (Queens, NY)
- …Minimum of 6-10 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. + ... Ability to identify, measure, and manage key risks and controls. + Strong knowledge in the development and execution for controls. + Proven experience in control related functions in the financial industry. + Proven experience in implementing sustainable… more
- Citigroup (Getzville, NY)
- …Regulatory Exam, Change Management:** + Manage internal and regulatory inquiries, Internal Audit and regulatory exam as the primary for coverage portfolios, back up ... teammates on others + Collaborate in regulatory change management with RRIO, Risk, Finance from interpretation to implementation + Effectively communicate and coordinate implementation, act as R&A SME to support business, Risk and Finance + Support the… more
- Citigroup (New York, NY)
- …team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance and compliance with industry regulations. ... + Build a culture of responsible finance, good governance and supervision, expense discipline and ethics. + Be familiar with and adhere to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team… more
- Citigroup (Getzville, NY)
- …new business initiatives; Issue and incident governance; internal and external audit preparation and facilitation. **Responsibilities:** + Work with Management on ... governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required by the MCA Standard including the assessment and appropriate approval of risk associated with business changes. +… more
Recent Jobs
-
Cytopathologist
- University of Rochester (Rochester, NY)
-
CNA-Acute Care PRN
- Clark Fork Valley Hospital (Plains, MT)
-
Cardiothoracic Surgeon - Houston Methodist
- Houston Methodist (Baytown, TX)
-
Advanced Practice Provider (NP/PA) - FP Med&Rehab Rex LtermCare (Per Diem)
- UNC Health Care (Chapel Hill, NC)