• VP Compliance Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... and surveillance enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such findings are properly… more
    TD Bank (10/12/25)
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  • Quantitative Analyst, VP

    Citigroup (New York, NY)
    Citigroup Global Markets Inc. seeks a Quantitative Analyst, VP for its New York, New York location. Duties: Calculate itemized attribution of Risk Weighted Asset ... control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance to ensure appropriate governance and control infrastructure. A… more
    Citigroup (09/26/25)
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  • Wealth Management Solutions. Operational Due…

    JPMorgan Chase (New York, NY)
    …+ Working collaboratively with control partners in governance, risk, compliance and internal audit + Representing the firm in front of C-level executives (COO, CFO, ... conducted on investment managers from either working within an audit firm (auditing hedge funds and/or private funds) or...funds) or working in the operations and / or audit departments of an asset management firm or in… more
    JPMorgan Chase (09/06/25)
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  • VP , Compliance - Technology and Data

    American Express (New York, NY)
    …activities and inherent compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing, and related efforts. + ... Unit or other like global Business Unit in scope and complexity preferred; Audit , legal experience, or equivalent work experience considered. * Knowledge of and… more
    American Express (10/30/25)
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  • Issues Management - Validation, VP

    MUFG (New York, NY)
    …determine if issues identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated + Work with BURMs' teams ... operational risk management, (includes operations, operational risk management, compliance, audit , and third-party risk management within technology and or… more
    MUFG (08/14/25)
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  • VP , Enterprise Risk

    Broadview FCU (Albany, NY)
    …certifications in the following focus areas: Enterprise Risk Management, Internal Audit , and/or Internal Controls. + Advanced quantitative skills, deep understanding ... of financial markets and products, and excellent communication abilities to convey complex risk insights to stakeholders. + Strong technical skills in data, analytics, and data visualization tools. + Strong understanding of risk frameworks and internal… more
    Broadview FCU (10/22/25)
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  • VP , Ltss - Health Care Operations (Remote)

    Molina Healthcare (Syracuse, NY)
    …generation, revenue management (patient billing, revenue), controllership and internal audit , orequivalent combination of relevant education and experience. + At ... least 7 years of previous experience managing and developing a team. + Clinical Licensure and/or certification required ONLY if required by state contract, regulation, or state board mandate. + Experience in working across regulatory agencies in program… more
    Molina Healthcare (09/25/25)
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  • Cash Equities Electronic Sales & Origination, NYC…

    Citigroup (New York, NY)
    …with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure + ... Build a culture of responsible finance, good governance and supervision, expense discipline and ethics + Appropriately assess risk/reward of transactions when making business decisions; demonstrating proper consideration for the firm's reputation + Be familiar… more
    Citigroup (09/14/25)
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  • Business Risk Officer VP - Long Island City

    Citigroup (Queens, NY)
    …that provide global risk management consistency and excellence. + Establishes quarterly audit process of attributes to ensure proper calculation and control. + Works ... closely with business partners on findings and makes recommendations on improving practices. + Develops procedural implementation and change management process with Operations and Reporting team to ensure proper governance and controls exist. + Examines… more
    Citigroup (09/05/25)
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  • Senior Director, Audit & Oversight

    WelbeHealth (Albany, NY)
    …care option to our most vulnerable senior population. Under the direction of the VP , Compliance, the Senior Director, Audit & Oversight is a key leader ... is accountable for developing, implementing and maintaining WelbeHealth's internal audit , monitoring, and oversight functions to ensure compliance with applicable… more
    WelbeHealth (11/01/25)
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