- Tradeweb (New York, NY)
- …trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP , Technology, Internal Audit to take on ... coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews of audit work performed by team… more
- TD Bank (New York, NY)
- …embrace diversity and respect one another **Job Description / Accountabilities:** This Associate Vice President Audit will be responsible for the 3rd ... corner and help keep our daily operations running smoothly for our customers. **Associate Vice President Profile:** Associate Vice Presidents (AVPs) at TD… more
- Citigroup (New York, NY)
- …process for deal post-closing amendment, consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit related matters ... (eg, scope revisions, timely review); support senior Underwriters to follow up, negotiate and implement remedial actions with servicers for any major exceptions noted in the audits. + Maintain organized credit files for credit, regulatory, and compliance… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of risk management and controls ... or ESG **WORK EXPERIENCE:** * 10 years of Internal or external audit experience in financial crimes (ie Anti-Money Laundering, Sanctions, Anti-Bribery and… more
- Wolters Kluwer (New York, NY)
- The ** Vice President , Commercial Product Management** serves as the strategic business leader for the US Professional Business Unit, with a focus on the end-end ... strong collaboration & user experience journey mapping with the VP Product Management for the Audit and...deep understanding of market dynamics and customer needs, the Vice President will translate strategic insights into… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset & Wealth Management is seeking an experienced Vice President , Business Manager to join the Global Fixed Income, Currency and Commodities ... track record in private credit, direct lending, and alternative credit strategies. As the Vice President Business Manager supporting Private Credit, you will… more
- JPMorgan Chase (New York, NY)
- …and control environment, ensuring robust governance and risk management systems. As a Control Manager Vice President within the Commercial & Investment Bank, ... relative to programs and business processes. + Lead and coordinate end-to-end audit , compliance, and regulatory exams with business leads. + Manage actions and… more
- JPMorgan Chase (New York, NY)
- …a Control Manager - NA Rates & Fixed Income Financing (FIF) Trading - Vice President , you will manage the control environment for the North America Rates & ... a team of risk and control experts. As a Rates & FIF Trading Control Manager within the Commercial & Investment Bank, you will oversee and govern the control… more
- JPMorgan Chase (New York, NY)
- …compliance, and inspiring confidence through expert leadership and innovative solutions. As an Vice President Control Manager within the Chief Analytics ... framework documents, and supporting the Data & Analytics Control Manager community of practice. Working in partnership with the...Line of Defense Partners (Legal, Compliance, Op Risk, and Audit ) to understand their priorities and engage them as… more
- JPMorgan Chase (New York, NY)
- …and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management team, you will ... of professional experience in financial services, with expertise in controls, audit , quality assurance, operational risk management, compliance, or a related… more