- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This VP , Compliance is a key member of the TDS US Compliance Monitoring & Testing ... other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This VP Compliance role will be a key member of the TDS US Compliance Regulatory ... abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- MUFG (New York, NY)
- …with various stakeholders in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to ... determine MSIIs / audit points. Assist the broker dealer entity in correctly...other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process… more
- Citigroup (Getzville, NY)
- …new business initiatives; Issue and incident governance; internal and external audit preparation and facilitation. **Responsibilities:** + Work with Management on ... governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required by the MCA Standard including… more
- JPMorgan Chase (New York, NY)
- …of our customer and nurturing the growth of digital payments. As a Product Delivery Manager in Connected Commerce on the Payments team, you will help build the next ... Compliance and Controls communication forum, approval processes, monthly reporting, audit compliance and decisions needed **Required qualifications, capabilities, and… more
- Huntington National Bank (New York, NY)
- …a result of the TMT team's robust growth, it is seeking to add an Associate / Vice President - Portfolio Manager who is capable of leading and supporting the ... 10x over the last 4 years. The Associate / Vice President - Portfolio Manager ...and thorough responses related to examinations, including both internal audit and external regulators. + Develop and/or maintain a… more
- TD Bank (New York, NY)
- …this role. **Job Description:** TD Securities is seeking an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio ... Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they relate to… more
- TD Bank (New York, NY)
- …) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice President supports Volcker Program Governance across TD Securities ... will work with you to meet your needs. The Manager II, Governance & Control leads and manages a...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …+ Professional designation (MBA, CFA, or CPA) would be an asset. The VP , Specialized Finance Manager , TDS provides seasoned specialized knowledge, advice and/or ... can provide you more specific details for this role. **Job Description:** The Manager , Transaction Banking & Payments, Finance will report into the Senior Manager… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance ... and build out a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized function responsible for… more