- TD Bank (New York, NY)
- …focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... and surveillance enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such findings are properly… more
- MUFG (New York, NY)
- …determine if issues identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated + Work with BURMs' teams ... + Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in Risk and… more
- American Express (New York, NY)
- …is based in New York City, Salt Lake City, or Phoenix and reports to the Vice President , Audit Leader of IAG's Global Compliance team. The ideal candidate ... together, you will help us define the future of American Express. About the Internal Audit Group at American Express Our Internal Audit Group (IAG) is a… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Overview** The Vice President ( VP ) in the Risk Management Coordination Team plays ... across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP ...and audit engagement, and issue management. The VP is responsible for ensuring timely, consistent, and high-quality… more
- CBRE (Albany, NY)
- …of all financial practices across a $750M enterprise. This position reports to the Vice President , Gov't & Defense, Regulatory and M&A Integration and offers the ... laws and regulations. Serving as the organization's subject matter expert, the manager partners with finance, contracts, internal audit , and operations leaders… more
- Stony Brook University (Stony Brook, NY)
- …Compliance Governance Committee reporting jointly to the SBUH CEO and the Vice President for Research and Innovation, providing executive-level oversight and ... Data Use Agreement Manager **Required Qualifications (as evidenced by an attached...Research Compliance, SBU Chief Privacy Officer, Office of Compliance, Audit and Privacy and other internal stakeholders to ensure… more
- American Express (New York, NY)
- …us define the future of American Express. **Reporting to the Vice President , Global Dining Business Enablement** , the Manager , Business Operations will be ... integrated partners) maintains a strong control environment, with a focus on audit readiness, risk mitigation, and process improvement. This person will collaborate… more
- Bloomberg (New York, NY)
- Risk Manager - Engineering Advisory - Chief Risk Office...+ Someone who is operating at either a Senior Vice President or Director level/or equivalent at ... including Legal and Compliance, Finance, Operational Resilience, and Internal Audit , to provide centralized risk frameworks, processes, tools, training and… more
- CUNY (New York, NY)
- HR Recruitment Manager **POSITION DETAILS** Reporting to the Assistant Vice President for Human Resources, the Human Resources Manager oversees the ... lists, and represent the College at all civil service hiring pools * Audit , review and approve job description templates and other job-related data, ensuring it… more
- American Express (New York, NY)
- …implementing, and optimizing rules that detect and prevent internal fraud. Reporting to the Vice President of Rules Strategy for Internal Fraud, this role leads ... help us define the future of American Express. **Position Summary** The Senior Manager , Internal Fraud Rules Development plays a key leadership role within American… more
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