- MUFG (New York, NY)
- …the globe, we're 150,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building ... selected colleague will work at an MUFG office or client sites four days per week and work remotely...provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of risk… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset & Wealth Management is seeking an experienced Vice President , Business Manager to join the Global Fixed Income, Currency and Commodities ... track record in private credit, direct lending, and alternative credit strategies. As the Vice President Business Manager supporting Private Credit, you will… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Documentation and Operations Vice President is part of the Administration group within Sumitomo ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- JPMorgan Chase (New York, NY)
- …wealth planning, philanthropy, credit and banking. As a Marketing Supervisory Manager within Asset & Wealth Management, you will provide informed, meaningful ... stakeholders as needed + Attend local Wealth Management Supervisor Manager and global Supervisory Manager calls as...with areas across the Supervisory Organization. + Attend live client calls and filmed webcasts to help ensure compliance… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** We're looking for a technically skilled and business-savvy VP to join our Equities Client Strategy & Analytics / Front Office ... and TDS Technology to develop data infrastructure and analytics that drive client strategy and revenue growth. The ideal candidate brings strong engineering… more
- MUFG (New York, NY)
- …the globe, we're 150,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building ... MUFG, where being inspired is expected and making a meaningful impact is rewarded. The VP , Global Talent Programmes, is a key member of the Talent team within GTL&C,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This VP , Compliance is a key member of the TDS US Compliance Monitoring & Testing ... other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- MUFG (New York, NY)
- …the globe, we're 150,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building ... selected colleague will work at an MUFG office or client sites four days per week and work remotely...in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and… more
- Citigroup (New York, NY)
- …process for deal post-closing amendment, consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit related matters ... memoranda. + Participate in due diligence sessions and document client /industry performance, financial trends, and collateral characteristics. + Propose internal… more
- Tradeweb (New York, NY)
- …trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP , Technology, Internal Audit to take on ... + Supervise and coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews of audit … more