- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This VP Compliance role will be a key member of the TDS US Compliance Regulatory ... for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. +… more
- Citigroup (New York, NY)
- …process for deal post-closing amendment, consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit related matters ... Propose internal risk ratings, update applicable scorecards, monitor limits, oversee data accuracy to ensure compliance with business and institutional guidelines. +… more
- JPMorgan Chase (New York, NY)
- …of our customer and nurturing the growth of digital payments. As a Product Delivery Manager in Connected Commerce on the Payments team, you will help build the next ... in a compelling manner aligned with business objectives + Responsible for clean, accurate data into systems of record (eg JIRA, Align) + Work with Agility Office to… more
- Tradeweb (New York, NY)
- …trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP , Technology, Internal Audit to take on ... for all stages from planning through report issuance + Collaborate with the Business, Data Analytics and Professional Practices audit teams to develop and run a… more
- TD Bank (New York, NY)
- …this role. **Job Description:** TD Securities is seeking an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio ... Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data , and exam inquiries as they… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance ... and build out a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized function responsible for… more
- Synchrony (New York, NY)
- …At Synchrony, we're here to help you realize your unique ambitions. As an **Associate Vice President , Audit Manager ,** you'll play an integral part ... team meetings, training and culture events._** As an **AVP, Audit Manager - Finance and Platforms** a...PC Skills - MS Office suite + Familiarity with data mining and analytics (ACL, SAS, Python, Tableau) is… more
- TD Bank (New York, NY)
- …focus on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such...Compliance broadly to respond to regulatory inquires, requests for data , and exam inquiries as they relate to Trade… more
- American Express (New York, NY)
- …is based in New York City, Salt Lake City, or Phoenix and reports to the Vice President , Audit Leader of IAG's Global Compliance team. The ideal candidate ... including internal controls, consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Our audit teams… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** This position reports into the VP , Senior Audit Manager - Credit, responsible for providing independent and ... Contribute to the direction and focus of the Credit, Analytics & Models Internal Audit Team through active engagement in risk assessment, audit planning, and… more