- Tradeweb (New York, NY)
- …trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP , Technology, Internal Audit to take on ... coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews...individual goals + Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory … more
- Stony Brook University (Stony Brook, NY)
- …Compliance Governance Committee reporting jointly to the SBUH CEO and the Vice President for Research and Innovation, providing executive-level oversight and ... Data Use Agreement Manager **Required Qualifications (as evidenced by an attached...skills with the ability to explain complex legal and regulatory concepts to diverse audiences. Strong organizational skills and… more
- MUFG (New York, NY)
- …within global standards and have addressed any regional and/or local regulatory requirements. **WORK EXPERIENCE** **Essential:** + Extensive experience in an HR ... the scope, spirit, and purpose of the role as requested by their line manager or Department Head. The compensation and benefits information in this posting applies… more
- JPMorgan Chase (New York, NY)
- …and control environment, ensuring robust governance and risk management systems. As a Control Manager Vice President within the Commercial & Investment Bank, ... programs and business processes. + Lead and coordinate end-to-end audit , compliance, and regulatory exams with business leads. + Manage actions and remediation… more
- JPMorgan Chase (Brooklyn, NY)
- …our dynamic team as the Commercial & Investment Bank (CIB) New Product Assessment Program Manager - Vice President , where you will manage the program ... strategies. Your role involves collaborating with cross-functional teams, managing regulatory and audit responses, and driving continuous improvement… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** This VP Compliance role will be a key member of the TDS US Compliance ... Regulatory Initiatives Team and US Wholesale Compliance Group. The...abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis… more
- JPMorgan Chase (New York, NY)
- …to manage continuous changes in the regulatory landscape. As a Business Control Manager Vice President within the Commercial & Investment Bank, you will ... professional experience in financial services with a background in controls, audit , quality assurance, operational risk management, or compliance; or equivalent… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position Title:** Vice President - Finance **Business Unit:** TD Securities **Division/Region:** ... a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support… more
- BMO Financial Group (New York, NY)
- …advisory services to clients around the world. #bmocapitalmarkets Job Description **The Vice President , North American Corporate Banking - Capital Markets ... between the LOB and key internal stakeholders, including:** **Legal and Regulatory Compliance** **Second Line Compliance** **Corporate Internal Audit **… more
- JPMorgan Chase (New York, NY)
- …Solutions team **Required qualifications, capabilities and skills** + 10+ years consumer regulatory compliance, supervision, controls, risk or audit experience + ... wealth planning, philanthropy, credit and banking. As a Marketing Supervisory Manager within Asset & Wealth Management, you will provide informed, meaningful… more
