- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Support the VP , Books and Records Governance to achieve the strategic vision for the corporate Books and Records Program ... United States based affiliates. + Serve as a subject matter expert on business records requirements and program obligations + Respond to and assist with… more
- Carrington (Albany, NY)
- …and assist with compliance implementation plans and routinely follow-up with the business to ensure timely completion. + Upon validation of compliance findings, ... of resolution and that finding is remediated. Report inconsistencies to business leadership team for further review. + Reviewing areas of non-compliance… more
- NBC Universal (New York, NY)
- …The Investor Relations Analyst will be responsible for assisting the EVP and VP of Investor Relations in the development and execution of Investor Relations ... years of relevant experience in Investor Relations, Equity Research or Investment Banking Additional Requirements: + Highly motivated with a positive attitude +… more