- TD Bank (New York, NY)
- …& Scope:** + Serves as a point-person and provides oversight in regards to market risk control for trading desks in the Region + Assists in the identification ... York, United States of America **Hours:** 40 **Line of Business :** Risk Management **Pay Detail:** $110,000 -...and practices + Ensures that execution of the Market Risk Control function is line with documented… more
- Broadview FCU (Albany, NY)
- …to proactively monitor and help manage enterprise risks. + Implement and support risk control self-assessment (RCSA) processes to evaluate the effectiveness of ... practices. Provide an independent risk perspective to help ensure that management' s business decisions are fully risk -informed and aligned with the Risk … more
- Mizuho Corporate Bank (New York, NY)
- As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our ... teams to ensure both Compliance Department AI governance and risk management and other business and functional...tools, products and platforms for potential implementation across all business and control functions. + Act as… more
- SMBC (New York, NY)
- …+ Procedure Development: Create, update, and maintain detailed procedures for the Business Control Office and for various front office processes and ... responsible for overseeing and managing various programs and initiatives within the control office, helping to oversee effective governance, risk management, and… more
- Citigroup (Getzville, NY)
- …+ Performs other duties and functions as assigned + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- TD Bank (New York, NY)
- …and leadership. + Collaborate with senior leaders across compliance, legal, and business functions. _*General Job Description:_ The VP Compliance TDS ... seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical...advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk .… more
- Citigroup (New York, NY)
- …the business working in partnership with other stakeholders across Risk , Finance, Legal, Compliance, Regulatory and other verticals. The primary responsibilities ... product technology, regulatory and administrative duties in connection with the business strategies including financial, staffing, quality, risk and regulatory… more
- Wolters Kluwer (New York, NY)
- …requirements and WK practices & policies, and supporting strategic initiatives to drive business growth and margin improvement. The VP Finance leads a team ... to interpret financial data and communicate actionable insights will be key to maximizing business performance and growth. The VP Finance is expected to be in… more
- Robert Half Finance & Accounting (New York, NY)
- …at a Bank regulated by NYDFS or FRB/FED, with knowledge of Auditing various business areas such as Accounting, Third Party Risk , Regulatory Compliance, Treasury, ... auditing standards + Prepare audit reports assessing the internal control environment based upon the risk criteria...CIA, CPA, CISA, CAMS + Knowledge of Auditing various business areas such as Accounting, Third Party Risk… more
- TD Bank (New York, NY)
- …across various asset classes, while mainly focusing on Equities and Options. The VP Trading Business Management TDS is responsible to provide the leadership ... applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit)… more