- JPMorgan Chase (New York, NY)
- …trading systems (ATSs), while collaborating closely with the firm's compliance and business control management teams to ensure adherence to control ... and regulatory obligations. You will work in close collaboration with various business partners across the Global Equities Sales and Trading organization and JPM's… more
- SMBC (New York, NY)
- …following areas: Secondary markets trading, secondary markets sales, financial risk management, product control , corporate strategy **Additional Requirements** ... transformation program or portfolio of programs, support strategy development to drive business growth, with primary focus on Markets (secondary markets / sales &… more
- Citigroup (Brooklyn, NY)
- …and involved in short-term planning resource planning + Appropriately assess risk when business decisions are made, demonstrating particular consideration ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- TD Bank (New York, NY)
- …to junior personnel on the DCM team in New York + Demonstrates governance, control and risk management behaviors in alignment with TD policies and practices ... : New York, New York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $275,000 - $275,000 USD TD is committed to providing… more
- JPMorgan Chase (New York, NY)
- …skills, with the ability to establish credibility and strong partnership with senior business and control partners + Self-directed, proactive, and creative; uses ... is for you. As a Commercial Banker focusing on Business Development (BD), you will be responsible for growing...customer centric mindset balanced with the ability to manage risk (KYC, credit, operational, and reputational) appropriately + Be… more
- Citigroup (New York, NY)
- …developers and analysts, allocating work as necessary + Appropriately assess risk when business decisions are made, demonstrating particular consideration ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- JPMorgan Chase (Rochester, NY)
- …through a holistic goals based planning approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures **Required ... solutions and delivering an exceptional client experience + Generate business results and acquire new assets, both from existing...needed + Connect your clients across all lines of business of JP Morgan Chase & Co. + Ensure… more
- Citigroup (New York, NY)
- …cold calling and any other methods of solicitation. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (New York, NY)
- …to client, including solving complex client inquiries + Appropriately assess risk when business decisions are made, demonstrating particular consideration ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (New York, NY)
- …understood and appropriately prioritized and executed accurately + Appropriately assess risk when business decisions are made, demonstrating consideration for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more