- Citigroup (Palo Alto, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 3-7 years of relevant experience + Self-motivated and proactive + Highly… more
- Citigroup (Encinitas, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail… more
- Citigroup (Los Angeles, CA)
- …firm's reputation and safeguarding Citi, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5+ years of related experience + Expertise in providing investment advice and… more
- JPMorgan Chase (Los Angeles, CA)
- …as well as eLearning programs + Work closely with legal, risk, and compliance to ensure alignment with policy and procedures + Deliver training sessions nationally ... (virtual and onsite) + Facilitate training as needed for new Advisors and Advisor Support + Engage the front office on new tech platform and adoption + Work closely with the field support team to manage and troubleshoot issues + Support recruiting efforts… more
- Citigroup (Palo Alto, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of experience + Knowledge of investments is required; banking and… more
- BeOne Medicines (Emeryville, CA)
- …partners to maximize lifecycle opportunities. + Ensures appropriate Governance and Compliance and protects BeOne's Rights, Data, and Intellectual Property **Other ... Qualifications/Requirements:** + Proven ability to demonstrate a flexible leadership style and communication to work effectively in a global, cross-functional matrix organization. Ability to work effectively in diverse cultures, + Demonstrated clinical… more
- Citigroup (San Francisco, CA)
- …the firm's reputation and safeguarding Citigroup, clients, and assets. Ensure compliance with laws, rules, regulations, and upholding ethical conduct, and ... transparently escalating and reporting control issues.** **Prospecting Support** **Development of Presentations and Reports to support strategy** **Qualifications:** + 2 years' work experience credit or commercial banking experience + Strong background in… more
- Citigroup (Beverly Hills, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of experience + Knowledge of investments is required; banking and… more
- BlackRock (San Francisco, CA)
- …time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools on a single platform to power informed ... Your Rights poster and its supplement (https://www.dol.gov/sites/dolgov/files/OFCCP/regs/ compliance /posters/pdf/22-088\_EEOC\_KnowYourRights.pdf)** **and the** **pay transparency statement… more
- JPMorgan Chase (Palo Alto, CA)
- …solutions and technologies. + Knowledge of industry-specific regulations and compliance requirements. FEDERAL DEPOSIT INSURANCE ACT: This position is subject ... to Section 19 of the Federal Deposit Insurance Act. As such, an employment offer for this position is contingent on JPMorganChase's review of criminal conviction history, including pretrial diversions or program entries. JPMorganChase, one of the oldest… more