- The Estee Lauder Companies (New York, NY)
- …Governance & Board *Develop and implement corporate governance best practices, ensuring compliance with NYSE listing standards and applicable laws *Advise on board ... follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and disclosure obligations… more
- Wells Fargo (New York, NY)
- …+ Design and maintain frameworks to manage trading risk and ensure compliance with internal and regulatory standards. + Monitor live algorithm behavior, detect ... multi-faceted situations requiring understanding of the function, policies, procedures and compliance requirements that influence and lead broader work team to meet… more
- MUFG (New York, NY)
- …of Terraform for Infrastructure as Code, and a commitment to automation, compliance , and reliability. The ideal candidate is capable of independently building and ... provisioning, testing, and deployment of infrastructure. + Integrate policy-as-code, compliance scanning, and automated guardrails into all deployment workflows.… more
- Citigroup (Queens, NY)
- …controls reporting standards and procedures to ensure their effectiveness and compliance with regulatory requirements. + Support regular updates to senior management ... in alignment with organizational goals and governance standards. + Support compliance with governance standards and regulatory requirements related to committee… more
- Citigroup (New York, NY)
- …AML Policy and liaise with KYC Ops, SAMs, and Country Compliance Officers regarding country-specific policies in the client lifecycle.** **Collaborate with ... on documentary and data requirements for deal execution.** **Coordinate with internal Compliance organization for approvals related to red flag alerts, OFAC, and… more
- SMBC (New York, NY)
- …distributions, etc. Follow up on delivery of Borrower's reporting requirements (ie compliance items) Review compliance documents submitted by borrowers for ... completeness and satisfaction of requirements in loan documents Distribute compliance items and other documentation to lender groups using DebtDomain, e-mail, etc.… more
- Genesee Community College (Batavia, NY)
- …buildings and grounds, building technical services, and human resources to the President . Administers leases and contracts with external service providers such as ... maintenance of accounting systems and procedures that ensure fiscal integrity and compliance with state, county, and GAAP standards. + Negotiates and manages… more
- JPMorgan Chase (New York, NY)
- …across multiple lines of business and regions. **Job responsibilities** + Collaborate with Compliance and Legal teams in order to help ensure adherence to SEC, FINRA ... Organization. + Attend live client calls and filmed webcasts to help ensure compliance with rules, regulations and polices + Work with Technology partners and MRC… more
- Citigroup (Getzville, NY)
- …escalate, and manage risk exposures across Risk Categories (Operational Compliance , Strategic, Reputational, etc), including material, emerging and concentration ... + Take ownership to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured accurately, timely and in accordance… more
- Citigroup (New York, NY)
- …management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of ... (where relevant) and maintaining strong relationship with the Markets Testing Team, Compliance Testing and Internal Audit. + Provide expert guidance to the… more